Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		12 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,372,741		0.15%		10,467,233		1.18%
(2)		Cash-settled derivatives:
				9,134,093		1.03%		269,846		0.03%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
(4)
		TOTAL:		10,506,834		1.19%		10,737,079		1.21%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		1,119		3.3480 GBP
10p ordinary		Purchase		1,153		3.3390 GBP
10p ordinary		Purchase		1,888		3.3420 GBP
10p ordinary		Purchase		2,289		6.1200 AUD
10p ordinary		Purchase		2,460		3.3440 GBP
10p ordinary		Purchase		5,299		3.3520 GBP
10p ordinary		Purchase		5,545		3.3460 GBP
10p ordinary		Purchase		8,000		3.3343 GBP
10p ordinary		Purchase		8,660		3.3459 GBP
10p ordinary		Purchase		16,103		3.3467 GBP
10p ordinary		Purchase		24,205		3.3578 GBP
10p ordinary		Purchase		25,836		3.3464 GBP
10p ordinary		Purchase		37,133		3.3580 GBP
10p ordinary		Purchase		63,610		3.3565 GBP
10p ordinary		Purchase		111,459		3.3468 GBP
10p ordinary		Sale		463		3.3419 GBP
10p ordinary		Sale		572		3.3453 GBP
10p ordinary		Sale		1,119		3.3480 GBP
10p ordinary		Sale		1,153		3.3390 GBP
10p ordinary		Sale		1,725		3.3578 GBP
10p ordinary		Sale		1,875		3.3420 GBP
10p ordinary		Sale		2,038		3.3481 GBP
10p ordinary		Sale		2,303		3.3405 GBP
10p ordinary		Sale		2,355		3.3429 GBP
10p ordinary		Sale		2,460		3.3440 GBP
10p ordinary		Sale		2,619		3.3340 GBP
10p ordinary		Sale		3,315		3.3425 GBP
10p ordinary		Sale		4,231		3.3520 GBP
10p ordinary		Sale		4,952		3.3467 GBP
10p ordinary		Sale		5,545		3.3460 GBP
10p ordinary		Sale		5,758		3.3343 GBP
10p ordinary		Sale		6,091		3.3465 GBP
10p ordinary		Sale		7,886		3.3430 GBP
10p ordinary		Sale		9,601		3.3463 GBP
10p ordinary		Sale		12,989		3.3581 GBP
10p ordinary		Sale		34,559		3.3554 GBP
10p ordinary		Sale		38,287		3.3431 GBP
10p ordinary		Sale		53,693		3.3470 GBP
10p ordinary		Sale		54,365		3.3580 GBP
10p ordinary		Sale		66,365		3.3445 GBP
10p ordinary		Sale		67,417		6.1326 AUD
10p ordinary		Sale		130,360		3.3446 GBP
10p ordinary		Sale		148,706		3.3501 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
CDI		CFD		Long		25		6.1192 AUD
10p ordinary		CFD		Long		463		3.3419 GBP
10p ordinary		SWAP		Long		2,355		3.3429 GBP
10p ordinary		SWAP		Long		3,034		3.3446 GBP
10p ordinary		SWAP		Long		3,171		3.3503 GBP
10p ordinary		CFD		Long		6,091		3.3465 GBP
10p ordinary		SWAP		Long		10,089		3.3578 GBP
10p ordinary		SWAP		Long		14,365		3.3580 GBP
10p ordinary		SWAP		Long		18,309		3.3488 GBP
10p ordinary		SWAP		Long		18,601		3.3447 GBP
10p ordinary		SWAP		Long		27,984		3.3456 GBP
10p ordinary		SWAP		Long		33,397		3.3427 GBP
10p ordinary		SWAP		Long		33,992		3.3518 GBP
10p ordinary		CFD		Long		34,559		3.3554 GBP
10p ordinary		SWAP		Long		93,714		3.3461 GBP
CDI		CFD		Short		385		6.1210 AUD
10p ordinary		SWAP		Short		1,300		3.3457 GBP
10p ordinary		CFD		Short		4,224		3.3399 GBP
10p ordinary		SWAP		Short		19,482		3.3470 GBP
10p ordinary		SWAP		Short		21,346		3.3444 GBP
10p ordinary		SWAP		Short		22,432		3.3580 GBP
10p ordinary		SWAP		Short		25,934		3.3458 GBP
10p ordinary		SWAP		Short		34,842		3.3491 GBP
10p ordinary		CFD		Short		45,893		3.3477 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		13 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180913005617/en/