Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		13 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,501,558		0.17%		10,459,898		1.18%
(2)		Cash-settled derivatives:
				8,828,028		1.00%		365,360		0.04%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
(4)
		TOTAL:		10,329,586		1.17%		10,825,258		1.22%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		154		3.3748 GBP
10p ordinary		Purchase		210		3.3750 GBP
10p ordinary		Purchase		229		3.3621 GBP
10p ordinary		Purchase		425		3.3640 GBP
10p ordinary		Purchase		726		3.3669 GBP
10p ordinary		Purchase		804		3.3645 GBP
10p ordinary		Purchase		899		3.3580 GBP
10p ordinary		Purchase		899		3.3560 GBP
10p ordinary		Purchase		982		3.3540 GBP
10p ordinary		Purchase		1,062		3.3659 GBP
10p ordinary		Purchase		1,196		3.3680 GBP
10p ordinary		Purchase		3,186		3.3602 GBP
10p ordinary		Purchase		3,251		6.1000 AUD
10p ordinary		Purchase		3,324		3.3745 GBP
10p ordinary		Purchase		7,359		3.3676 GBP
10p ordinary		Purchase		9,769		3.3660 GBP
10p ordinary		Purchase		17,597		3.3598 GBP
10p ordinary		Purchase		31,406		3.3671 GBP
10p ordinary		Purchase		31,855		3.3600 GBP
10p ordinary		Purchase		35,022		3.3692 GBP
10p ordinary		Purchase		52,773		3.3620 GBP
10p ordinary		Purchase		69,036		3.3651 GBP
10p ordinary		Purchase		347,352		3.3643 GBP
10p ordinary		Sale		97		3.3679 GBP
10p ordinary		Sale		425		3.3640 GBP
10p ordinary		Sale		700		3.3780 GBP
10p ordinary		Sale		899		3.3580 GBP
10p ordinary		Sale		899		3.3560 GBP
10p ordinary		Sale		899		3.3620 GBP
10p ordinary		Sale		982		3.3540 GBP
10p ordinary		Sale		1,499		3.3680 GBP
10p ordinary		Sale		2,303		3.3671 GBP
10p ordinary		Sale		2,522		3.3668 GBP
10p ordinary		Sale		3,324		3.3744 GBP
10p ordinary		Sale		4,619		3.3602 GBP
10p ordinary		Sale		5,796		3.3649 GBP
10p ordinary		Sale		7,703		3.3645 GBP
10p ordinary		Sale		13,204		6.1096 AUD
10p ordinary		Sale		15,137		3.3626 GBP
10p ordinary		Sale		34,815		3.3638 GBP
10p ordinary		Sale		43,905		3.3600 GBP
10p ordinary		Sale		50,938		3.3675 GBP
10p ordinary		Sale		81,193		3.3636 GBP
10p ordinary		Sale		215,800		3.3643 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		4		3.3650 GBP
10p ordinary		SWAP		Long		95		3.3540 GBP
10p ordinary		SWAP		Long		200		3.3700 GBP
10p ordinary		SWAP		Long		286		3.3646 GBP
10p ordinary		SWAP		Long		1,300		3.3733 GBP
10p ordinary		SWAP		Long		3,164		3.4000 GBP
CDI		CFD		Long		4,224		6.0989 AUD
CDI		CFD		Long		6,094		6.1106 AUD
10p ordinary		SWAP		Long		7,662		3.3680 GBP
10p ordinary		SWAP		Long		9,166		3.3600 GBP
10p ordinary		SWAP		Long		16,949		3.3598 GBP
10p ordinary		SWAP		Long		39,912		3.3648 GBP
10p ordinary		SWAP		Short		154		3.3748 GBP
10p ordinary		SWAP		Short		210		3.3751 GBP
10p ordinary		SWAP		Short		229		3.3621 GBP
10p ordinary		SWAP		Short		300		3.3660 GBP
10p ordinary		SWAP		Short		804		3.3645 GBP
10p ordinary		SWAP		Short		1,062		3.3659 GBP
10p ordinary		SWAP		Short		3,300		3.3656 GBP
10p ordinary		SWAP		Short		7,727		3.3663 GBP
10p ordinary		SWAP		Short		25,972		3.3600 GBP
10p ordinary		CFD		Short		27,204		3.3707 GBP
10p ordinary		SWAP		Short		27,383		3.3595 GBP
10p ordinary		CFD		Short		33,341		3.3602 GBP
10p ordinary		SWAP		Short		33,341		3.3602 GBP
10p ordinary		CFD		Short		35,022		3.3692 GBP
10p ordinary		CFD		Short		40,695		3.3676 GBP
10p ordinary		SWAP		Short		40,695		3.3676 GBP
10p ordinary		SWAP		Short		65,026		3.3625 GBP
10p ordinary		SWAP		Short		222,206		3.3652 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		14 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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