Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		24 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,617,397		0.30%		8,365,435		0.94%
(2)		Cash-settled derivatives:
				5,487,013		0.62%		527,745		0.06%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		8,104,410		0.91%		8,893,180		1.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		1		3.2950 GBP
10p ordinary		Purchase		1		3.2870 GBP
10p ordinary		Purchase		1		3.2830 GBP
10p ordinary		Purchase		1		3.2860 GBP
10p ordinary		Purchase		2		3.2810 GBP
10p ordinary		Purchase		7		3.2880 GBP
10p ordinary		Purchase		8		3.2883 GBP
10p ordinary		Purchase		18		3.2909 GBP
10p ordinary		Purchase		19		3.2926 GBP
10p ordinary		Purchase		30		3.2850 GBP
10p ordinary		Purchase		215		3.2820 GBP
10p ordinary		Purchase		216		3.2800 GBP
10p ordinary		Purchase		447		3.2941 GBP
10p ordinary		Purchase		606		3.2840 GBP
10p ordinary		Purchase		916		3.3000 GBP
10p ordinary		Purchase		1,005		3.2993 GBP
10p ordinary		Purchase		1,448		3.2960 GBP
10p ordinary		Purchase		2,400		3.2893 GBP
10p ordinary		Purchase		4,193		3.2963 GBP
10p ordinary		Purchase		6,016		3.2869 GBP
10p ordinary		Purchase		7,993		3.2980 GBP
10p ordinary		Purchase		13,037		3.2911 GBP
10p ordinary		Purchase		13,972		3.2987 GBP
10p ordinary		Purchase		23,332		3.2984 GBP
10p ordinary		Purchase		25,371		3.2970 GBP
10p ordinary		Purchase		35,044		3.2838 GBP
10p ordinary		Purchase		55,327		3.2902 GBP
10p ordinary		Purchase		131,345		5.8766 AUD
10p ordinary		Purchase		174,648		3.2854 GBP
10p ordinary		Purchase		301,020		3.2912 GBP
10p ordinary		Sale		1		3.2830 GBP
10p ordinary		Sale		1		3.2860 GBP
10p ordinary		Sale		2		3.2810 GBP
10p ordinary		Sale		2		3.2850 GBP
10p ordinary		Sale		45		3.2812 GBP
10p ordinary		Sale		89		3.2960 GBP
10p ordinary		Sale		89		3.2886 GBP
10p ordinary		Sale		216		3.2870 GBP
10p ordinary		Sale		216		3.2800 GBP
10p ordinary		Sale		385		3.2813 GBP
10p ordinary		Sale		456		3.2820 GBP
10p ordinary		Sale		734		3.2824 GBP
10p ordinary		Sale		916		3.3000 GBP
10p ordinary		Sale		1,423		3.2791 GBP
10p ordinary		Sale		1,811		3.2895 GBP
10p ordinary		Sale		3,005		3.2880 GBP
10p ordinary		Sale		4,046		5.8943 AUD
10p ordinary		Sale		4,193		3.2963 GBP
10p ordinary		Sale		9,887		3.2985 GBP
10p ordinary		Sale		11,355		3.2840 GBP
10p ordinary		Sale		39,361		3.2842 GBP
10p ordinary		Sale		76,736		3.2932 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
CDI		CFD		Long		480		5.8892 AUD
10p ordinary		SWAP		Long		494		3.2950 GBP
10p ordinary		SWAP		Long		4,977		3.2888 GBP
10p ordinary		SWAP		Long		7,561		3.2870 GBP
10p ordinary		CFD		Long		21,143		3.3026 GBP
10p ordinary		SWAP		Long		30,542		3.2834 GBP
10p ordinary		SWAP		Short		1		3.2840 GBP
10p ordinary		SWAP		Short		800		3.2885 GBP
10p ordinary		SWAP		Short		6,016		3.2869 GBP
10p ordinary		CFD		Short		8,965		3.2838 GBP
10p ordinary		SWAP		Short		18,825		3.2907 GBP
10p ordinary		SWAP		Short		19,120		3.2948 GBP
10p ordinary		SWAP		Short		24,257		3.2933 GBP
10p ordinary		CFD		Short		25,371		3.2970 GBP
10p ordinary		SWAP		Short		30,630		3.2916 GBP
10p ordinary		CFD		Short		35,178		3.2842 GBP
10p ordinary		CFD		Short		71,856		3.2947 GBP
10p ordinary		CFD		Short		165,683		3.2855 GBP
10p ordinary		SWAP		Short		171,118		3.2903 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		25 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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