Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		26 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,087,130		0.35%		9,613,370		1.08%
(2)		Cash-settled derivatives:
				7,619,052		0.86%		2,117,192		0.24%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		3,000,000		0.34%		0		0.00%
		TOTAL:		13,706,182		1.55%		11,730,562		1.32%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		662		3.2600 GBP
10p ordinary		Purchase		747		3.2648 GBP
10p ordinary		Purchase		1,139		3.2578 GBP
10p ordinary		Purchase		1,405		3.2500 GBP
10p ordinary		Purchase		1,450		3.2615 GBP
10p ordinary		Purchase		1,848		3.2639 GBP
10p ordinary		Purchase		1,873		3.2520 GBP
10p ordinary		Purchase		2,273		3.2720 GBP
10p ordinary		Purchase		2,766		3.2680 GBP
10p ordinary		Purchase		2,768		3.2760 GBP
10p ordinary		Purchase		2,928		3.2700 GBP
10p ordinary		Purchase		2,942		3.2613 GBP
10p ordinary		Purchase		4,581		3.2626 GBP
10p ordinary		Purchase		6,750		3.2660 GBP
10p ordinary		Purchase		10,310		3.2616 GBP
10p ordinary		Purchase		12,372		3.2585 GBP
10p ordinary		Purchase		17,551		3.2640 GBP
10p ordinary		Purchase		19,106		3.2623 GBP
10p ordinary		Purchase		27,266		3.2620 GBP
10p ordinary		Purchase		41,434		3.2598 GBP
10p ordinary		Purchase		71,620		5.8798 AUD
10p ordinary		Purchase		92,817		3.2638 GBP
10p ordinary		Purchase		125,928		3.2631 GBP
10p ordinary		Sale		48		5.9162 AUD
10p ordinary		Sale		662		3.2600 GBP
10p ordinary		Sale		1,109		3.2394 GBP
10p ordinary		Sale		1,405		3.2500 GBP
10p ordinary		Sale		1,873		3.2520 GBP
10p ordinary		Sale		2,273		3.2720 GBP
10p ordinary		Sale		2,452		3.2555 GBP
10p ordinary		Sale		2,766		3.2680 GBP
10p ordinary		Sale		2,768		3.2760 GBP
10p ordinary		Sale		2,928		3.2700 GBP
10p ordinary		Sale		4,976		3.2614 GBP
10p ordinary		Sale		5,373		3.2625 GBP
10p ordinary		Sale		5,542		3.2605 GBP
10p ordinary		Sale		6,750		3.2660 GBP
10p ordinary		Sale		6,823		3.2559 GBP
10p ordinary		Sale		9,213		3.2641 GBP
10p ordinary		Sale		13,767		3.2612 GBP
10p ordinary		Sale		18,101		3.2640 GBP
10p ordinary		Sale		23,981		3.2620 GBP
10p ordinary		Sale		31,749		3.2624 GBP
10p ordinary		Sale		53,231		3.2643 GBP
10p ordinary		Sale		56,442		3.2577 GBP
10p ordinary		Sale		156,145		5.9056 AUD
10p ordinary		Sale		1,182,188		3.2603 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		400		3.2680 GBP
10p ordinary		SWAP		Long		1,000		3.2585 GBP
10p ordinary		SWAP		Long		1,898		3.2629 GBP
10p ordinary		SWAP		Long		3,099		3.2564 GBP
10p ordinary		SWAP		Long		3,626		3.2632 GBP
10p ordinary		SWAP		Long		9,506		3.2641 GBP
10p ordinary		SWAP		Long		11,210		3.2614 GBP
10p ordinary		SWAP		Long		13,186		3.2594 GBP
10p ordinary		CFD		Long		15,314		3.2688 GBP
CDI		CFD		Long		21,231		5.9176 AUD
10p ordinary		CFD		Long		1,182,188		3.2603 GBP
10p ordinary		SWAP		Short		1,907		3.2435 GBP
10p ordinary		SWAP		Short		10,454		3.2604 GBP
10p ordinary		SWAP		Short		11,136		3.2624 GBP
10p ordinary		CFD		Short		11,960		3.2647 GBP
10p ordinary		SWAP		Short		12,916		3.2575 GBP
10p ordinary		CFD		Short		196,633		3.2636 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		27 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180927005504/en/