Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		02 October 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,750,928		0.42%		11,989,358		1.35%
(2)		Cash-settled derivatives:
				9,732,076		1.10%		2,373,477		0.27%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
(4)
		TOTAL:		13,483,004		1.52%		14,362,835		1.62%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		8		3.0380 GBP
10p ordinary		Purchase		206		3.0880 GBP
10p ordinary		Purchase		230		3.0800 GBP
10p ordinary		Purchase		783		3.0820 GBP
10p ordinary		Purchase		785		3.1384 GBP
10p ordinary		Purchase		807		3.0940 GBP
10p ordinary		Purchase		935		3.0580 GBP
10p ordinary		Purchase		935		3.0930 GBP
10p ordinary		Purchase		956		3.0920 GBP
10p ordinary		Purchase		963		3.0980 GBP
10p ordinary		Purchase		1,322		3.0900 GBP
10p ordinary		Purchase		2,808		3.0860 GBP
10p ordinary		Purchase		3,276		3.0822 GBP
10p ordinary		Purchase		3,900		3.0858 GBP
10p ordinary		Purchase		4,465		3.0906 GBP
10p ordinary		Purchase		6,143		3.0569 GBP
10p ordinary		Purchase		8,745		3.1370 GBP
10p ordinary		Purchase		9,196		3.0491 GBP
10p ordinary		Purchase		11,237		3.0807 GBP
10p ordinary		Purchase		16,679		3.0744 GBP
10p ordinary		Purchase		24,667		3.0847 GBP
10p ordinary		Purchase		53,685		3.0818 GBP
10p ordinary		Purchase		55,455		3.0766 GBP
10p ordinary		Purchase		214,730		3.0643 GBP
10p ordinary		Purchase		260,963		3.0812 GBP
10p ordinary		Purchase		282,252		5.6869 AUD
10p ordinary		Sale		6		3.0920 GBP
10p ordinary		Sale		206		3.0880 GBP
10p ordinary		Sale		230		3.0800 GBP
10p ordinary		Sale		300		3.1380 GBP
10p ordinary		Sale		785		3.1384 GBP
10p ordinary		Sale		807		3.0940 GBP
10p ordinary		Sale		935		3.0618 GBP
10p ordinary		Sale		937		3.0860 GBP
10p ordinary		Sale		963		3.0980 GBP
10p ordinary		Sale		1,227		3.0861 GBP
10p ordinary		Sale		1,322		3.0900 GBP
10p ordinary		Sale		1,700		3.0774 GBP
10p ordinary		Sale		1,870		3.0520 GBP
10p ordinary		Sale		3,324		3.0814 GBP
10p ordinary		Sale		7,354		3.0908 GBP
10p ordinary		Sale		15,643		3.0820 GBP
10p ordinary		Sale		48,753		3.1002 GBP
10p ordinary		Sale		50,000		5.6800 AUD
10p ordinary		Sale		56,790		3.0813 GBP
10p ordinary		Sale		60,449		3.0941 GBP
10p ordinary		Sale		105,436		3.0724 GBP
10p ordinary		Sale		236,110		5.7831 AUD
10p ordinary		Sale		457,950		3.0775 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		700		3.0816 GBP
10p ordinary		SWAP		Long		800		3.1380 GBP
10p ordinary		SWAP		Long		1,700		3.0773 GBP
10p ordinary		CFD		Long		3,113		3.1597 GBP
10p ordinary		CFD		Long		7,354		3.0908 GBP
10p ordinary		SWAP		Long		16,715		3.0826 GBP
10p ordinary		SWAP		Long		20,907		3.0882 GBP
10p ordinary		CFD		Long		60,449		3.0941 GBP
10p ordinary		CFD		Long		105,436		3.0725 GBP
10p ordinary		CFD		Long		457,950		3.0775 GBP
10p ordinary		SWAP		Short		1,200		3.0818 GBP
10p ordinary		CFD		Short		9,196		3.0491 GBP
10p ordinary		CFD		Short		14,018		3.0822 GBP
10p ordinary		SWAP		Short		27,445		3.1075 GBP
10p ordinary		SWAP		Short		27,557		3.0927 GBP
10p ordinary		SWAP		Short		33,459		3.0865 GBP
10p ordinary		SWAP		Short		37,573		3.0771 GBP
10p ordinary		SWAP		Short		39,767		3.0784 GBP
10p ordinary		SWAP		Short		60,240		3.0667 GBP
10p ordinary		CFD		Short		61,362		3.0780 GBP
10p ordinary		SWAP		Short		67,787		3.0806 GBP
10p ordinary		CFD		Short		107,365		3.0599 GBP
10p ordinary		CFD		Short		107,365		3.0687 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		3 Oct 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181003005458/en/