Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		03 October 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,357,467		0.49%		13,705,635		1.55%
(2)		Cash-settled derivatives:
				10,712,311		1.21%		2,133,528		0.24%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		15,069,778		1.70%		15,839,163		1.79%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		948		3.0800 GBP
10p ordinary		Purchase		951		3.0780 GBP
10p ordinary		Purchase		2,230		3.0691 GBP
10p ordinary		Purchase		2,494		3.0958 GBP
10p ordinary		Purchase		5,773		3.0851 GBP
10p ordinary		Purchase		7,940		3.0882 GBP
10p ordinary		Purchase		29,989		3.0846 GBP
10p ordinary		Purchase		34,413		3.0804 GBP
10p ordinary		Purchase		36,064		3.0960 GBP
10p ordinary		Purchase		50,000		3.1085 GBP
10p ordinary		Purchase		99,074		5.6395 AUD
10p ordinary		Purchase		107,362		3.0898 GBP
10p ordinary		Purchase		122,316		3.0848 GBP
10p ordinary		Purchase		127,997		3.1069 GBP
10p ordinary		Purchase		296,867		3.0790 GBP
10p ordinary		Purchase		344,535		3.0866 GBP
10p ordinary		Sale		3,370		3.0812 GBP
10p ordinary		Sale		4,154		3.1036 GBP
10p ordinary		Sale		5,558		3.0772 GBP
10p ordinary		Sale		10,202		3.0830 GBP
10p ordinary		Sale		10,441		3.0850 GBP
10p ordinary		Sale		11,592		3.0917 GBP
10p ordinary		Sale		27,208		3.0853 GBP
10p ordinary		Sale		28,914		3.0784 GBP
10p ordinary		Sale		60,968		3.0942 GBP
10p ordinary		Sale		63,322		3.1055 GBP
10p ordinary		Sale		68,511		5.7030 AUD
10p ordinary		Sale		88,049		3.0848 GBP
10p ordinary		Sale		128,975		3.1068 GBP
10p ordinary		Sale		189,502		3.0790 GBP
10p ordinary		Sale		195,522		3.0873 GBP
10p ordinary		Sale		283,240		3.0869 GBP
10p ordinary		Sale		592,913		3.0895 GBP
10p ordinary		Sale		606,250		3.0841 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		100		3.0640 GBP
10p ordinary		SWAP		Long		300		3.1160 GBP
10p ordinary		CFD		Long		3,311		3.0657 GBP
10p ordinary		SWAP		Long		3,370		3.0812 GBP
10p ordinary		CFD		Long		10,202		3.0830 GBP
10p ordinary		SWAP		Long		11,389		3.0806 GBP
10p ordinary		SWAP		Long		49,146		3.0868 GBP
10p ordinary		SWAP		Long		60,907		3.0742 GBP
10p ordinary		SWAP		Long		61,351		3.0814 GBP
10p ordinary		CFD		Long		63,322		3.1055 GBP
10p ordinary		SWAP		Long		193,348		3.0922 GBP
10p ordinary		CFD		Long		592,913		3.0895 GBP
10p ordinary		CFD		Long		606,250		3.0841 GBP
10p ordinary		SWAP		Short		500		3.0868 GBP
10p ordinary		CFD		Short		2,230		3.0691 GBP
10p ordinary		CFD		Short		7,472		3.0827 GBP
10p ordinary		SWAP		Short		10,693		3.0849 GBP
10p ordinary		SWAP		Short		22,964		3.0792 GBP
10p ordinary		CFD		Short		33,781		3.0831 GBP
10p ordinary		SWAP		Short		44,772		3.0883 GBP
10p ordinary		SWAP		Short		45,470		3.0897 GBP
10p ordinary		SWAP		Short		53,116		3.0851 GBP
10p ordinary		CFD		Short		107,362		3.0898 GBP
10p ordinary		CFD		Short		107,365		3.0790 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		4 Oct 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181004005365/en/