Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CYBG PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 03 October 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       10p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,357,467 0.49% 13,705,635 1.55%
           
(2) Cash-settled derivatives:
10,712,311 1.21% 2,133,528 0.24%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 15,069,778 1.70% 15,839,163 1.79%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 948 3.0800 GBP
10p ordinary Purchase 951 3.0780 GBP
10p ordinary Purchase 2,230 3.0691 GBP
10p ordinary Purchase 2,494 3.0958 GBP
10p ordinary Purchase 5,773 3.0851 GBP
10p ordinary Purchase 7,940 3.0882 GBP
10p ordinary Purchase 29,989 3.0846 GBP
10p ordinary Purchase 34,413 3.0804 GBP
10p ordinary Purchase 36,064 3.0960 GBP
10p ordinary Purchase 50,000 3.1085 GBP
10p ordinary Purchase 99,074 5.6395 AUD
10p ordinary Purchase 107,362 3.0898 GBP
10p ordinary Purchase 122,316 3.0848 GBP
10p ordinary Purchase 127,997 3.1069 GBP
10p ordinary Purchase 296,867 3.0790 GBP
10p ordinary Purchase 344,535 3.0866 GBP
10p ordinary Sale 3,370 3.0812 GBP
10p ordinary Sale 4,154 3.1036 GBP
10p ordinary Sale 5,558 3.0772 GBP
10p ordinary Sale 10,202 3.0830 GBP
10p ordinary Sale 10,441 3.0850 GBP
10p ordinary Sale 11,592 3.0917 GBP
10p ordinary Sale 27,208 3.0853 GBP
10p ordinary Sale 28,914 3.0784 GBP
10p ordinary Sale 60,968 3.0942 GBP
10p ordinary Sale 63,322 3.1055 GBP
10p ordinary Sale 68,511 5.7030 AUD
10p ordinary Sale 88,049 3.0848 GBP
10p ordinary Sale 128,975 3.1068 GBP
10p ordinary Sale 189,502 3.0790 GBP
10p ordinary Sale 195,522 3.0873 GBP
10p ordinary Sale 283,240 3.0869 GBP
10p ordinary Sale 592,913 3.0895 GBP
10p ordinary Sale 606,250 3.0841 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary SWAP Long 100 3.0640 GBP
10p ordinary SWAP Long 300 3.1160 GBP
10p ordinary CFD Long 3,311 3.0657 GBP
10p ordinary SWAP Long 3,370 3.0812 GBP
10p ordinary CFD Long 10,202 3.0830 GBP
10p ordinary SWAP Long 11,389 3.0806 GBP
10p ordinary SWAP Long 49,146 3.0868 GBP
10p ordinary SWAP Long 60,907 3.0742 GBP
10p ordinary SWAP Long 61,351 3.0814 GBP
10p ordinary CFD Long 63,322 3.1055 GBP
10p ordinary SWAP Long 193,348 3.0922 GBP
10p ordinary CFD Long 592,913 3.0895 GBP
10p ordinary CFD Long 606,250 3.0841 GBP
10p ordinary SWAP Short 500 3.0868 GBP
10p ordinary CFD Short 2,230 3.0691 GBP
10p ordinary CFD Short 7,472 3.0827 GBP
10p ordinary SWAP Short 10,693 3.0849 GBP
10p ordinary SWAP Short 22,964 3.0792 GBP
10p ordinary CFD Short 33,781 3.0831 GBP
10p ordinary SWAP Short 44,772 3.0883 GBP
10p ordinary SWAP Short 45,470 3.0897 GBP
10p ordinary SWAP Short 53,116 3.0851 GBP
10p ordinary CFD Short 107,362 3.0898 GBP
10p ordinary CFD Short 107,365 3.0790 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 4 Oct 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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