Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		10 October 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,749,990		0.42%		15,749,433		1.78%
(2)		Cash-settled derivatives:
				14,383,268		1.62%		2,763,367		0.31%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		18,133,258		2.05%		18,512,800		2.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		100		2.8730 GBP
10p ordinary		Purchase		364		2.8880 GBP
10p ordinary		Purchase		880		2.9075 GBP
10p ordinary		Purchase		2,374		2.8975 GBP
10p ordinary		Purchase		2,476		2.8640 GBP
10p ordinary		Purchase		3,194		2.8646 GBP
10p ordinary		Purchase		4,888		2.8676 GBP
10p ordinary		Purchase		5,787		2.8708 GBP
10p ordinary		Purchase		5,798		2.9107 GBP
10p ordinary		Purchase		7,518		2.9061 GBP
10p ordinary		Purchase		7,615		2.8942 GBP
10p ordinary		Purchase		7,669		2.9028 GBP
10p ordinary		Purchase		14,548		2.8810 GBP
10p ordinary		Purchase		26,237		2.8666 GBP
10p ordinary		Purchase		39,681		2.8941 GBP
10p ordinary		Purchase		103,443		2.8713 GBP
10p ordinary		Purchase		140,664		2.8740 GBP
10p ordinary		Purchase		298,574		5.4187 AUD
10p ordinary		Purchase		351,668		2.8945 GBP
10p ordinary		Sale		558		2.8560 GBP
10p ordinary		Sale		1,491		5.4100 AUD
10p ordinary		Sale		1,662		2.8634 GBP
10p ordinary		Sale		1,728		2.9001 GBP
10p ordinary		Sale		1,819		2.8740 GBP
10p ordinary		Sale		2,476		2.8640 GBP
10p ordinary		Sale		2,637		2.8644 GBP
10p ordinary		Sale		3,006		2.8991 GBP
10p ordinary		Sale		3,293		2.8847 GBP
10p ordinary		Sale		3,326		2.9035 GBP
10p ordinary		Sale		3,370		2.9051 GBP
10p ordinary		Sale		3,462		2.9018 GBP
10p ordinary		Sale		3,532		2.9020 GBP
10p ordinary		Sale		5,798		2.9107 GBP
10p ordinary		Sale		7,158		2.8787 GBP
10p ordinary		Sale		23,694		2.9057 GBP
10p ordinary		Sale		52,894		2.8762 GBP
10p ordinary		Sale		68,737		2.9104 GBP
10p ordinary		Sale		70,000		2.9011 GBP
10p ordinary		Sale		80,101		5.4072 AUD
10p ordinary		Sale		121,146		2.9041 GBP
10p ordinary		Sale		411,372		2.8766 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		549		2.8585 GBP
10p ordinary		CFD		Long		1,662		2.8634 GBP
10p ordinary		SWAP		Long		3,006		2.8991 GBP
10p ordinary		CFD		Long		3,370		2.9051 GBP
10p ordinary		SWAP		Long		3,462		2.9018 GBP
10p ordinary		SWAP		Long		3,532		2.9020 GBP
10p ordinary		SWAP		Long		4,405		2.8779 GBP
10p ordinary		CFD		Long		5,963		2.8862 GBP
10p ordinary		SWAP		Long		18,326		2.9038 GBP
10p ordinary		CFD		Long		52,894		2.8762 GBP
10p ordinary		CFD		Long		60,000		2.8737 GBP
10p ordinary		SWAP		Long		62,492		2.8821 GBP
10p ordinary		CFD		Long		68,737		2.9104 GBP
10p ordinary		CFD		Long		70,000		2.9011 GBP
CDI		CFD		Long		81,592		5.4063 AUD
10p ordinary		SWAP		Long		133,183		2.8745 GBP
10p ordinary		SWAP		Short		1		2.8900 GBP
10p ordinary		SWAP		Short		100		2.8731 GBP
10p ordinary		SWAP		Short		1,458		2.9037 GBP
10p ordinary		CFD		Short		1,484		2.9122 GBP
10p ordinary		CFD		Short		2,374		2.8975 GBP
10p ordinary		SWAP		Short		4,655		2.9004 GBP
10p ordinary		SWAP		Short		4,888		2.8676 GBP
10p ordinary		CFD		Short		7,669		2.9028 GBP
10p ordinary		SWAP		Short		15,119		2.9017 GBP
10p ordinary		CFD		Short		15,133		2.9001 GBP
10p ordinary		SWAP		Short		61,545		2.8819 GBP
10p ordinary		SWAP		Short		69,006		2.8925 GBP
10p ordinary		CFD		Short		107,519		2.8863 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		11 Oct 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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