Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		08 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	10p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		834,086		0.09%		10,138,203		1.14%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				8,754,705		0.99%		160,341		0.02%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		9,588,791		1.08%		10,298,544		1.16%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
10p ordinary		Purchase		200		3.6248 GBP
10p ordinary		Purchase		18,966		3.6418 GBP
10p ordinary		Purchase		29,592		3.6219 GBP
10p ordinary		Purchase		45,706		3.6155 GBP
10p ordinary		Purchase		51,040		3.6251 GBP
10p ordinary		Purchase		57,680		3.6420 GBP
10p ordinary		Purchase		89,678		3.6276 GBP
10p ordinary		Purchase		173,624		3.6081 GBP
10p ordinary		Purchase		210,089		3.6183 GBP
10p ordinary		Purchase		251,665		3.6271 GBP
10p ordinary		Sale		136		3.6120 GBP
10p ordinary		Sale		488		3.6080 GBP
10p ordinary		Sale		2,019		3.6177 GBP
10p ordinary		Sale		2,331		3.6202 GBP
10p ordinary		Sale		2,515		3.6252 GBP
10p ordinary		Sale		4,313		3.6368 GBP
10p ordinary		Sale		4,557		3.6306 GBP
10p ordinary		Sale		4,780		3.6100 GBP
10p ordinary		Sale		5,145		3.6293 GBP
10p ordinary		Sale		6,290		3.6236 GBP
10p ordinary		Sale		8,063		3.6091 GBP
10p ordinary		Sale		11,089		3.6147 GBP
10p ordinary		Sale		20,937		3.6083 GBP
10p ordinary		Sale		22,438		3.6421 GBP
10p ordinary		Sale		28,646		3.6222 GBP
10p ordinary		Sale		35,436		3.6334 GBP
10p ordinary		Sale		41,327		3.6340 GBP
10p ordinary		Sale		45,706		3.6155 GBP
10p ordinary		Sale		52,744		3.6186 GBP
10p ordinary		Sale		70,753		3.6190 GBP
10p ordinary		Sale		92,308		3.6036 GBP
10p ordinary		Sale		114,717		3.6273 GBP
10p ordinary		Sale		141,038		3.6195 GBP
10p ordinary		Sale		389,531		3.6204 GBP
CDI		Purchase		55,949		6.3096 AUD
CDI		Sale		234,514		6.3161 AUD

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
10p ordinary		SWAP		Long		782		3.6145 GBP
10p ordinary		SWAP		Long		963		3.6201 GBP
10p ordinary		CFD		Long		2,331		3.6202 GBP
10p ordinary		CFD		Long		4,557		3.6306 GBP
10p ordinary		SWAP		Long		4,981		3.6191 GBP
10p ordinary		SWAP		Long		8,063		3.6091 GBP
10p ordinary		SWAP		Long		16,273		3.6235 GBP
10p ordinary		SWAP		Long		20,937		3.6083 GBP
10p ordinary		CFD		Long		27,315		3.6177 GBP
10p ordinary		SWAP		Long		41,327		3.6340 GBP
10p ordinary		SWAP		Long		42,743		3.6180 GBP
10p ordinary		CFD		Long		46,605		3.6417 GBP
10p ordinary		CFD		Long		92,308		3.6036 GBP
10p ordinary		SWAP		Short		100		3.6424 GBP
10p ordinary		SWAP		Short		200		3.6248 GBP
10p ordinary		CFD		Short		1,943		3.6110 GBP
10p ordinary		SWAP		Short		3,061		3.6132 GBP
10p ordinary		SWAP		Short		9,290		3.6138 GBP
10p ordinary		SWAP		Short		17,619		3.6184 GBP
10p ordinary		SWAP		Short		34,882		3.6134 GBP
10p ordinary		CFD		Short		51,040		3.6251 GBP
10p ordinary		CFD		Short		87,735		3.6279 GBP
CDI		SWAP		Long		234,514		6.3161 AUD
CDI		SWAP		Short		55,949		6.3096 AUD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		9 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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