Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		09 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	10p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		990,934		0.11%		10,056,185		1.13%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				8,498,308		0.96%		80167+37959		0.01%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		9,489,242		1.07%		10,056,185		1.14%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
10p ordinary		Purchase		21		3.5740 GBP
10p ordinary		Purchase		3,141		3.5790 GBP
10p ordinary		Purchase		3,682		3.5779 GBP
10p ordinary		Purchase		5,806		3.5822 GBP
10p ordinary		Purchase		12,355		3.5802 GBP
10p ordinary		Purchase		16,562		3.5815 GBP
10p ordinary		Purchase		18,582		3.5818 GBP
10p ordinary		Purchase		26,007		3.5808 GBP
10p ordinary		Purchase		28,711		3.5820 GBP
10p ordinary		Purchase		33,026		3.5827 GBP
10p ordinary		Purchase		48,335		3.6189 GBP
10p ordinary		Purchase		53,683		3.5751 GBP
10p ordinary		Purchase		70,425		3.5813 GBP
10p ordinary		Purchase		92,046		3.5806 GBP
10p ordinary		Purchase		399,245		3.5846 GBP
10p ordinary		Sale		111		3.5806 GBP
10p ordinary		Sale		519		3.5810 GBP
10p ordinary		Sale		1,231		3.5802 GBP
10p ordinary		Sale		1,300		3.5803 GBP
10p ordinary		Sale		1,600		3.5796 GBP
10p ordinary		Sale		2,049		3.5990 GBP
10p ordinary		Sale		5,734		3.5809 GBP
10p ordinary		Sale		5,935		3.5926 GBP
10p ordinary		Sale		6,384		3.5821 GBP
10p ordinary		Sale		6,883		3.5753 GBP
10p ordinary		Sale		7,506		3.5764 GBP
10p ordinary		Sale		7,740		3.5791 GBP
10p ordinary		Sale		10,611		3.5772 GBP
10p ordinary		Sale		11,564		3.5823 GBP
10p ordinary		Sale		30,614		3.5978 GBP
10p ordinary		Sale		32,304		3.5828 GBP
10p ordinary		Sale		96,463		3.5816 GBP
10p ordinary		Sale		114,181		3.5789 GBP
10p ordinary		Sale		213,556		3.5863 GBP
10p ordinary		Sale		256,909		3.5827 GBP
CDI		Purchase		29,837		6.3214 AUD
CDI		Sale		78,466		6.3255 AUD

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
10p ordinary		SWAP		Long		727		3.5807 GBP
10p ordinary		SWAP		Long		800		3.5765 GBP
10p ordinary		SWAP		Long		1,026		3.6659 GBP
10p ordinary		SWAP		Long		4,661		3.5775 GBP
10p ordinary		CFD		Long		5,800		3.6595 GBP
10p ordinary		SWAP		Long		6,883		3.5753 GBP
10p ordinary		SWAP		Long		7,506		3.5764 GBP
10p ordinary		CFD		Long		7,740		3.5791 GBP
10p ordinary		SWAP		Long		10,611		3.5772 GBP
10p ordinary		SWAP		Long		20,171		3.5810 GBP
10p ordinary		SWAP		Long		25,888		3.5799 GBP
10p ordinary		SWAP		Short		200		3.5580 GBP
10p ordinary		SWAP		Short		2,602		3.5795 GBP
10p ordinary		CFD		Short		3,682		3.5779 GBP
10p ordinary		SWAP		Short		4,394		3.5762 GBP
10p ordinary		CFD		Short		5,806		3.5822 GBP
10p ordinary		SWAP		Short		8,167		3.6008 GBP
10p ordinary		SWAP		Short		9,031		3.5777 GBP
10p ordinary		SWAP		Short		26,737		3.5817 GBP
10p ordinary		SWAP		Short		45,393		3.5803 GBP
10p ordinary		SWAP		Short		50,548		3.5981 GBP
10p ordinary		CFD		Short		52,335		3.5809 GBP
10p ordinary		CFD		Short		53,683		3.5751 GBP
10p ordinary		CFD		Short		92,046		3.5806 GBP
CDI		SWAP		Long		78,466		6.3255 AUD
CDI		SWAP		Short		29,837		6.3214 AUD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		10 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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