Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		17 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	10p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,308,995		0.15%		10,359,020		1.17%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				8,880,619		1.00%		302,032		0.03%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		10,189,614		1.15%		10,661,052		1.20%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
10p ordinary		Purchase		264		3.4460 GBP
10p ordinary		Purchase		349		3.4800 GBP
10p ordinary		Purchase		793		3.4547 GBP
10p ordinary		Purchase		803		3.4586 GBP
10p ordinary		Purchase		860		3.4860 GBP
10p ordinary		Purchase		1,040		3.4820 GBP
10p ordinary		Purchase		1,244		3.4480 GBP
10p ordinary		Purchase		1,987		3.4543 GBP
10p ordinary		Purchase		2,178		3.4576 GBP
10p ordinary		Purchase		2,505		3.4760 GBP
10p ordinary		Purchase		3,614		3.4622 GBP
10p ordinary		Purchase		3,955		3.4660 GBP
10p ordinary		Purchase		4,011		3.4774 GBP
10p ordinary		Purchase		5,005		3.4500 GBP
10p ordinary		Purchase		5,415		3.4627 GBP
10p ordinary		Purchase		5,471		3.4580 GBP
10p ordinary		Purchase		5,711		3.4640 GBP
10p ordinary		Purchase		7,188		3.4520 GBP
10p ordinary		Purchase		10,860		3.4600 GBP
10p ordinary		Purchase		13,270		3.4606 GBP
10p ordinary		Purchase		14,412		3.4540 GBP
10p ordinary		Purchase		16,010		3.4560 GBP
10p ordinary		Purchase		18,798		3.4618 GBP
10p ordinary		Purchase		19,320		3.4620 GBP
10p ordinary		Purchase		105,333		3.4581 GBP
10p ordinary		Purchase		117,781		3.4573 GBP
10p ordinary		Purchase		120,970		3.4590 GBP
10p ordinary		Purchase		241,713		6.0973 AUD
10p ordinary		Sale		204		3.4800 GBP
10p ordinary		Sale		264		3.4460 GBP
10p ordinary		Sale		860		3.4860 GBP
10p ordinary		Sale		1,000		3.4674 GBP
10p ordinary		Sale		1,040		3.4820 GBP
10p ordinary		Sale		1,244		3.4480 GBP
10p ordinary		Sale		1,459		3.4509 GBP
10p ordinary		Sale		1,778		3.4602 GBP
10p ordinary		Sale		1,987		3.4543 GBP
10p ordinary		Sale		2,505		3.4760 GBP
10p ordinary		Sale		3,606		3.4538 GBP
10p ordinary		Sale		3,955		3.4660 GBP
10p ordinary		Sale		5,008		3.4500 GBP
10p ordinary		Sale		5,471		3.4580 GBP
10p ordinary		Sale		5,711		3.4640 GBP
10p ordinary		Sale		6,120		6.1001 AUD
10p ordinary		Sale		7,188		3.4520 GBP
10p ordinary		Sale		7,707		3.4522 GBP
10p ordinary		Sale		10,004		6.1000 AUD
10p ordinary		Sale		10,860		3.4600 GBP
10p ordinary		Sale		11,965		3.4639 GBP
10p ordinary		Sale		12,818		3.4620 GBP
10p ordinary		Sale		12,834		3.4621 GBP
10p ordinary		Sale		14,412		3.4540 GBP
10p ordinary		Sale		14,685		3.4581 GBP
10p ordinary		Sale		16,010		3.4560 GBP
10p ordinary		Sale		21,356		3.4584 GBP
10p ordinary		Sale		25,000		3.4614 GBP
10p ordinary		Sale		37,070		3.4561 GBP
10p ordinary		Sale		37,293		3.4593 GBP
10p ordinary		Sale		275,413		3.4529 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
10p ordinary		SWAP		Long		443		3.4497 GBP
10p ordinary		SWAP		Long		500		3.4684 GBP
10p ordinary		SWAP		Long		1,435		3.4585 GBP
10p ordinary		SWAP		Long		2,035		3.4657 GBP
10p ordinary		CFD		Long		2,292		3.4735 GBP
10p ordinary		CFD		Long		3,606		3.4538 GBP
10p ordinary		SWAP		Long		4,868		3.4579 GBP
CDI		SWAP		Long		6,120		6.1001 AUD
10p ordinary		SWAP		Long		7,123		3.4600 GBP
CDI		CFD		Long		10,004		6.0990 AUD
10p ordinary		SWAP		Long		23,191		3.4593 GBP
10p ordinary		CFD		Long		25,000		3.4614 GBP
10p ordinary		CFD		Long		295,954		3.4529 GBP
10p ordinary		SWAP		Long		295,954		3.4529 GBP
CDI		CFD		Short		99		6.1008 AUD
10p ordinary		SWAP		Short		400		3.4460 GBP
10p ordinary		SWAP		Short		793		3.4547 GBP
CDI		CFD		Short		4,787		6.1007 AUD
10p ordinary		SWAP		Short		4,975		3.4603 GBP
10p ordinary		SWAP		Short		5,415		3.4627 GBP
10p ordinary		CFD		Short		8,375		3.4593 GBP
10p ordinary		CFD		Short		11,926		3.4622 GBP
10p ordinary		SWAP		Short		12,638		3.4659 GBP
10p ordinary		SWAP		Short		13,270		3.4607 GBP
10p ordinary		CFD		Short		51,625		3.4552 GBP
CDI		SWAP		Short		95,568		6.0905 AUD
10p ordinary		SWAP		Short		194,169		3.4585 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		20 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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