Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		20 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	10p ordinary
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		1,185,287		0.13%		10,345,372		1.17%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				8,817,641		1.00%		55,344		0.01%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		10,002,928		1.13%		10,400,716		1.17%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
10p ordinary		Purchase		115		3.4688 GBP
10p ordinary		Purchase		249		3.4700 GBP
10p ordinary		Purchase		298		3.4620 GBP
10p ordinary		Purchase		1,039		3.4680 GBP
10p ordinary		Purchase		1,175		3.4800 GBP
10p ordinary		Purchase		2,291		3.4685 GBP
10p ordinary		Purchase		2,542		3.4780 GBP
10p ordinary		Purchase		3,276		3.4740 GBP
10p ordinary		Purchase		3,420		3.4817 GBP
10p ordinary		Purchase		3,981		3.4720 GBP
10p ordinary		Purchase		4,556		3.4746 GBP
10p ordinary		Purchase		7,192		3.4749 GBP
10p ordinary		Purchase		8,922		3.4760 GBP
10p ordinary		Purchase		10,906		3.4660 GBP
10p ordinary		Purchase		25,090		6.0492 AUD
10p ordinary		Purchase		31,742		3.4714 GBP
10p ordinary		Purchase		50,890		3.4809 GBP
10p ordinary		Purchase		53,722		3.4724 GBP
10p ordinary		Purchase		84,768		3.4840 GBP
10p ordinary		Sale		129		3.4841 GBP
10p ordinary		Sale		249		3.4700 GBP
10p ordinary		Sale		298		3.4620 GBP
10p ordinary		Sale		1,039		3.4680 GBP
10p ordinary		Sale		1,175		3.4800 GBP
10p ordinary		Sale		2,630		3.4740 GBP
10p ordinary		Sale		4,054		3.4720 GBP
10p ordinary		Sale		4,623		3.4780 GBP
10p ordinary		Sale		6,259		3.4764 GBP
10p ordinary		Sale		8,922		3.4760 GBP
10p ordinary		Sale		10,407		3.4667 GBP
10p ordinary		Sale		10,906		3.4660 GBP
10p ordinary		Sale		13,550		3.4775 GBP
10p ordinary		Sale		48,843		3.4840 GBP
10p ordinary		Sale		57,680		6.0421 AUD
10p ordinary		Sale		94,211		3.4804 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
CDI		CFD		Long		72		6.0434 AUD
10p ordinary		SWAP		Long		103		3.4639 GBP
10p ordinary		CFD		Long		2,532		3.4836 GBP
CDI		CFD		Long		3,432		6.0433 AUD
10p ordinary		SWAP		Long		3,589		3.4740 GBP
10p ordinary		CFD		Long		8,332		3.4775 GBP
10p ordinary		SWAP		Long		9,672		3.4794 GBP
10p ordinary		SWAP		Long		10,034		3.4786 GBP
10p ordinary		SWAP		Long		11,420		3.4736 GBP
10p ordinary		SWAP		Long		17,367		3.4734 GBP
10p ordinary		CFD		Long		29,668		3.4837 GBP
10p ordinary		SWAP		Short		115		3.4688 GBP
10p ordinary		SWAP		Short		486		3.4769 GBP
10p ordinary		SWAP		Short		1,726		3.4791 GBP
10p ordinary		CFD		Short		2,291		3.4685 GBP
10p ordinary		SWAP		Short		2,584		3.4841 GBP
10p ordinary		SWAP		Short		2,935		3.4810 GBP
10p ordinary		CFD		Short		3,420		3.4817 GBP
10p ordinary		CFD		Short		6,376		3.4723 GBP
10p ordinary		SWAP		Short		6,434		3.4751 GBP
10p ordinary		SWAP		Short		7,030		3.4748 GBP
10p ordinary		SWAP		Short		9,625		3.4840 GBP
10p ordinary		SWAP		Short		11,302		3.4702 GBP
10p ordinary		SWAP		Short		19,744		3.4746 GBP
10p ordinary		SWAP		Short		79,595		3.4772 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		21 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180821005350/en/