Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		21 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	10p ordinary
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		1,352,865		0.15%		10,308,996		1.16%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				8,749,819		0.99%		48,201		0.01%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		10,102,684		1.14%		10,357,197		1.17%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
10p ordinary		Purchase		60		3.4280 GBP
10p ordinary		Purchase		1,042		3.4380 GBP
10p ordinary		Purchase		4,550		3.4375 GBP
10p ordinary		Purchase		4,777		3.4402 GBP
10p ordinary		Purchase		6,881		3.4397 GBP
10p ordinary		Purchase		9,967		3.4353 GBP
10p ordinary		Purchase		25,450		3.4398 GBP
10p ordinary		Purchase		31,087		3.4389 GBP
10p ordinary		Purchase		32,785		3.4319 GBP
10p ordinary		Purchase		46,892		3.4370 GBP
10p ordinary		Purchase		55,036		3.4400 GBP
10p ordinary		Purchase		181,782		5.9904 AUD
10p ordinary		Purchase		314,265		3.4343 GBP
10p ordinary		Sale		57		3.4360 GBP
10p ordinary		Sale		58		3.4345 GBP
10p ordinary		Sale		842		3.4376 GBP
10p ordinary		Sale		847		3.4335 GBP
10p ordinary		Sale		2,267		3.4363 GBP
10p ordinary		Sale		2,277		3.4380 GBP
10p ordinary		Sale		2,294		3.4401 GBP
10p ordinary		Sale		2,711		3.4367 GBP
10p ordinary		Sale		3,107		3.4373 GBP
10p ordinary		Sale		4,550		3.4375 GBP
10p ordinary		Sale		6,993		3.4343 GBP
10p ordinary		Sale		7,158		6.0164 AUD
10p ordinary		Sale		7,251		3.4339 GBP
10p ordinary		Sale		8,030		3.4359 GBP
10p ordinary		Sale		30,658		3.4394 GBP
10p ordinary		Sale		38,176		3.4386 GBP
10p ordinary		Sale		53,152		3.4400 GBP
10p ordinary		Sale		60,590		3.4323 GBP
10p ordinary		Sale		60,590		3.4405 GBP
10p ordinary		Sale		75,342		3.4327 GBP
10p ordinary		Sale		121,250		3.4333 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
10p ordinary		SWAP		Long		138		3.4358 GBP
10p ordinary		SWAP		Long		838		3.4279 GBP
CDI		CFD		Long		1,382		5.9992 AUD
10p ordinary		SWAP		Long		4,780		3.4400 GBP
10p ordinary		SWAP		Long		6,457		3.4368 GBP
10p ordinary		SWAP		Long		9,501		3.4413 GBP
10p ordinary		SWAP		Long		11,289		3.4376 GBP
10p ordinary		SWAP		Long		12,125		3.4364 GBP
10p ordinary		SWAP		Long		12,125		3.4384 GBP
10p ordinary		CFD		Long		60,590		3.4323 GBP
10p ordinary		CFD		Long		60,590		3.4405 GBP
10p ordinary		SWAP		Long		121,250		3.4333 GBP
10p ordinary		SWAP		Short		1		3.4200 GBP
10p ordinary		CFD		Short		1,880		3.4383 GBP
10p ordinary		SWAP		Short		3,399		3.4340 GBP
10p ordinary		CFD		Short		4,777		3.4402 GBP
10p ordinary		SWAP		Short		5,055		3.4400 GBP
10p ordinary		SWAP		Short		6,501		3.4391 GBP
10p ordinary		CFD		Short		31,087		3.4389 GBP
10p ordinary		CFD		Short		32,785		3.4319 GBP
10p ordinary		SWAP		Short		41,200		3.4323 GBP
10p ordinary		CFD		Short		78,250		3.4362 GBP
10p ordinary		SWAP		Short		156,809		3.4358 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		22 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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