Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		24 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,560,495		0.18%		10,244,701		1.16%
(2)		Cash-settled derivatives:
				8,903,058		1.00%		265,323		0.03%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		10,463,553		1.18%		10,510,024		1.19%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		37		3.3880 GBP
10p ordinary		Purchase		70		3.3740 GBP
10p ordinary		Purchase		128		3.3780 GBP
10p ordinary		Purchase		138		3.3820 GBP
10p ordinary		Purchase		153		3.3800 GBP
10p ordinary		Purchase		470		3.3840 GBP
10p ordinary		Purchase		600		3.3796 GBP
10p ordinary		Purchase		801		3.3867 GBP
10p ordinary		Purchase		1,756		3.3742 GBP
10p ordinary		Purchase		1,997		3.3802 GBP
10p ordinary		Purchase		2,079		3.3811 GBP
10p ordinary		Purchase		3,524		3.3775 GBP
10p ordinary		Purchase		3,643		3.3810 GBP
10p ordinary		Purchase		3,989		3.3835 GBP
10p ordinary		Purchase		5,994		3.3809 GBP
10p ordinary		Purchase		9,634		3.3805 GBP
10p ordinary		Purchase		14,715		3.3817 GBP
10p ordinary		Purchase		24,122		3.3838 GBP
10p ordinary		Purchase		42,888		5.9476 AUD
10p ordinary		Purchase		83,555		3.3790 GBP
10p ordinary		Purchase		83,926		3.3832 GBP
10p ordinary		Purchase		190,504		3.4280 GBP
10p ordinary		Sale		70		3.3740 GBP
10p ordinary		Sale		128		3.3780 GBP
10p ordinary		Sale		137		3.3880 GBP
10p ordinary		Sale		153		3.3800 GBP
10p ordinary		Sale		183		3.3815 GBP
10p ordinary		Sale		201		3.3773 GBP
10p ordinary		Sale		488		3.3807 GBP
10p ordinary		Sale		921		3.3830 GBP
10p ordinary		Sale		1,323		3.3837 GBP
10p ordinary		Sale		1,465		3.3820 GBP
10p ordinary		Sale		2,005		3.3855 GBP
10p ordinary		Sale		3,525		3.3835 GBP
10p ordinary		Sale		3,658		3.3842 GBP
10p ordinary		Sale		3,748		3.3781 GBP
10p ordinary		Sale		5,671		3.3841 GBP
10p ordinary		Sale		7,189		3.3812 GBP
10p ordinary		Sale		10,650		3.3765 GBP
10p ordinary		Sale		15,858		5.9499 AUD
10p ordinary		Sale		43,303		3.3825 GBP
10p ordinary		Sale		99,965		3.3839 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		3		3.4266 GBP
10p ordinary		SWAP		Long		1,066		3.3780 GBP
10p ordinary		CFD		Long		1,323		3.3837 GBP
10p ordinary		CFD		Long		2,424		3.3836 GBP
10p ordinary		CFD		Long		10,650		3.3765 GBP
10p ordinary		SWAP		Long		14,550		3.3862 GBP
10p ordinary		SWAP		Long		30,644		3.3820 GBP
10p ordinary		SWAP		Long		70,132		3.3840 GBP
10p ordinary		SWAP		Short		59		3.3820 GBP
10p ordinary		SWAP		Short		133		3.3823 GBP
10p ordinary		SWAP		Short		500		3.3843 GBP
10p ordinary		SWAP		Short		668		3.3876 GBP
10p ordinary		SWAP		Short		735		3.3828 GBP
10p ordinary		CFD		Short		1,756		3.3742 GBP
10p ordinary		SWAP		Short		1,997		3.3802 GBP
10p ordinary		SWAP		Short		2,079		3.3811 GBP
10p ordinary		CFD		Short		3,989		3.3835 GBP
10p ordinary		SWAP		Short		5,181		3.3793 GBP
10p ordinary		SWAP		Short		5,994		3.3809 GBP
10p ordinary		SWAP		Short		7,526		3.3798 GBP
10p ordinary		SWAP		Short		7,805		3.3838 GBP
10p ordinary		CFD		Short		18,292		3.3791 GBP
10p ordinary		SWAP		Short		27,232		3.3764 GBP
10p ordinary		SWAP		Short		30,356		3.3813 GBP
10p ordinary		SWAP		Short		78,021		3.3831 GBP
10p ordinary		SWAP Expires 23/11/2018		Short		190,504		3.4280 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		28 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180828005439/en/