Form 8.5 (EPT/NON-RI) - JOHN WOOD GROUP PLC - AMENDMENT
BARCLAYS PLC
FORM 8.5 (EPT/NON-RI)
AMENDMENT TO 2(a) and 3(a)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RIâ€) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Name of exempt principal trader: | Â | BARCLAYS CAPITAL SECURITIES LTD | |
(b) | Name of offeror/offeree in relation to whose | JOHN WOOD GROUP PLC | |||
 | relevant securities this form relates: |  | |||
(c) | Name of the party to the offer with which exempt | AMEC FOSTER WHEELER PLC | |||
 | principal trader is connected |  | |||
(d) | Date position held/dealing undertaken: | 15 June 2017 | |||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||
 | trader making disclosures in respect of any other party to the offer? | AMEC FOSTER WHEELER PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | 4 2/7p ordinary | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,481,462 | 0.86% | 3,433,914 | 0.90% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
513,928 | 0.13% | 731,823 | 0.19% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 |
|||||||||||
(4) |
TOTAL: | 3,995,390 | 0.99% | 4,165,737 | 1.09% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Total number of | Â | Highest price per unit | Â | Lowest price per unit | |
security | Â | securities | paid/received | paid/received | |||||
4 2/7p ordinary | Purchase | 799,354 | 6.7904 GBP | 6.53 GBP | |||||
4 2/7p ordinary | Sale | 391,041 | 6.9143 GBP | 6.53 GBP |
(b) Cash-settled derivative transactions
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
4 2/7p ordinary | CFD | Long | 257 | 6.6396 GBP | |||||
4 2/7p ordinary | CFD | Long | 278 | 6.5846 GBP | |||||
4 2/7p ordinary | CFD | Long | 471 | 6.9143 GBP | |||||
4 2/7p ordinary | CFD | Long | 679 | 6.6446 GBP | |||||
4 2/7p ordinary | SWAP | Long | 992 | 6.6698 GBP | |||||
4 2/7p ordinary | CFD | Long | 1,118 | 6.6313 GBP | |||||
4 2/7p ordinary | SWAP | Long | 1,255 | 6.6840 GBP | |||||
4 2/7p ordinary | SWAP | Long | 2,048 | 6.7560 GBP | |||||
4 2/7p ordinary | SWAP | Long | 8,127 | 6.5945 GBP | |||||
4 2/7p ordinary | CFD | Long | 9,245 | 6.6291 GBP | |||||
4 2/7p ordinary | SWAP | Long | 15,487 | 6.6264 GBP | |||||
4 2/7p ordinary | SWAP | Long | 17,283 | 6.6284 GBP | |||||
4 2/7p ordinary | CFD | Long | 37,744 | 6.6746 GBP | |||||
4 2/7p ordinary | SWAP | Long | 57,707 | 6.6360 GBP | |||||
4 2/7p ordinary | CFD | Long | 168,508 | 6.6017 GBP | |||||
4 2/7p ordinary | CFD | Short | 280 | 6.5803 GBP | |||||
4 2/7p ordinary | CFD | Short | 290 | 6.5853 GBP | |||||
4 2/7p ordinary | SWAP | Short | 400 | 6.6325 GBP | |||||
4 2/7p ordinary | CFD | Short | 460 | 6.6803 GBP | |||||
4 2/7p ordinary | CFD | Short | 514 | 6.7904 GBP | |||||
4 2/7p ordinary | CFD | Short | 528 | 6.6603 GBP | |||||
4 2/7p ordinary | CFD | Short | 531 | 6.6321 GBP | |||||
4 2/7p ordinary | CFD | Short | 589 | 6.6604 GBP | |||||
4 2/7p ordinary | CFD | Short | 936 | 6.6405 GBP | |||||
4 2/7p ordinary | CFD | Short | 1,142 | 6.5817 GBP | |||||
4 2/7p ordinary | CFD | Short | 1,285 | 6.7054 GBP | |||||
4 2/7p ordinary | CFD | Short | 1,501 | 6.6355 GBP | |||||
4 2/7p ordinary | CFD | Short | 1,826 | 6.6858 GBP | |||||
4 2/7p ordinary | CFD | Short | 2,289 | 6.5624 GBP | |||||
4 2/7p ordinary | CFD | Short | 2,920 | 6.6590 GBP | |||||
4 2/7p ordinary | CFD | Short | 3,628 | 6.6354 GBP | |||||
4 2/7p ordinary | SWAP | Short | 7,350 | 6.5883 GBP | |||||
4 2/7p ordinary | SWAP | Short | 9,087 | 6.6225 GBP | |||||
4 2/7p ordinary | CFD | Short | 9,448 | 6.6177 GBP | |||||
4 2/7p ordinary | SWAP | Short | 11,405 | 6.6818 GBP | |||||
4 2/7p ordinary | CFD | Short | 29,512 | 6.6207 GBP | |||||
4 2/7p ordinary | SWAP | Short | 36,391 | 6.6224 GBP | |||||
4 2/7p ordinary | SWAP | Short | 38,660 | 6.6234 GBP | |||||
4 2/7p ordinary | CFD | Short | 55,240 | 6.6591 GBP | |||||
4 2/7p ordinary | SWAP | Short | 60,548 | 6.5924 GBP | |||||
4 2/7p ordinary | CFD | Short | 73,828 | 6.5710 GBP | |||||
4 2/7p ordinary | CFD | Short | 89,487 | 6.6303 GBP | |||||
4 2/7p ordinary | CFD | Short | 100,995 | 6.6218 GBP | |||||
4 2/7p ordinary | CFD | Short | 203,771 | 6.6350 GBP | |||||
4 2/7p ordinary | SWAP | Short | 203,771 | 6.6350 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain from
dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 19 Jun 2017 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 0207 773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20170619005804/en/