Polymetal International plc (POLY)
Polymetal: TR-1 Notification (Fodina)
03-Oct-2019 / 09:00 MSK Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
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1a. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattachedii:
Polymetal International plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
X
Other (please specify)iii:
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3. Details of person subject to thenotification obligationiv
Name
Mr. Petr Kellner
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
Fodina B.V.
City and country of registered office (if applicable)
Amsterdam, The Netherlands
5. Date on which the threshold was crossed or reachedvi:
30/09/2019
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6. Date on which issuer notified (DD/MM/YYYY):
01/10/2019
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
2.82
3.68
6.50
(30,583,504 shares)
30,583,504
Position of previous notification (if
applicable)
4.37
2.13
6.50
(30,583,504 shares)
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC)(DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
JE00B6T5S470
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13,292,383
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2.82
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SUBTOTAL 8. A
13,292,383
2.82
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B 1:Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financialinstrument
Expiration datex
Exercise/ Conversion Periodxi
Number of votingrights that may beacquired if theinstrument is
exercised/converted.
% of votingrights
Sale and repurchase agreements
23/01/2020
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10,000,000
2.13
Sale and repurchase agreements
30/09/2020
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7,291,121
1.55
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SUBTOTAL 8. B 1
17,291,121
3.68
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financialinstrument
Expiration datex
Exercise/ Conversion Periodxi
Physical or cash
settlementxii
Number of votingrights
% of votingrights
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SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
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Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Petr Kellner
2.79
3.64
6.43
PPF Holdings B.V.
0.40
0.53
0.93
PPF Holdings SÃ rl
0.40
0.53
0.93
PPF Group N.V.
2.82
3.68
6.50
Fodina B.V.
2.82
3.68
6.50
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10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
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Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
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Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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