R.E.A. Holdings plc (RE.) R.E.A. Holdings plc: Notification of major interests in shares
22-March-2017 / 10:13 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
For filings with the FCA include the annex
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For filings with issuer exclude the annex
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii
R.E.A. Holdings plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the notification obligation: iii
The Capital Group Companies Inc.
4. Full name of shareholder(s) (if different from 3.):iv
Capital Research and Management Company - SMALLCAP World Fund Inc
5. Date of the transaction and date on which the threshold is crossed or reached:v
17 March 2017
6. Date on which issuer notified:
21 March 2017
7. Threshold(s) that is/are crossed or reached: vi, vii
5%
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8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of shares
if possible using the ISIN CODE
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of Shares
Number of Voting Rights
Number of shares
Number of voting rights
% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
GB0002349065
1,662,000
1,662,000
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2,162,000
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5.3545
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B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date xiii
Exercise/ Conversion Period xiv
Number of voting rights that may be acquired if the instrument is exercised/ converted.
% of voting rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument
Exercise price
Expiration date xvii
Exercise/ Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx
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Nominal
Delta
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Total (A+B+C)
Number of voting rights
Percentage of voting rights
2,162,000
5.3545
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
The Capital Group of Companies, Inc ('CG') holdings Capital Research and Management Company (subsidiary of The Capital Group Companies, Inc) SMALLCAP World Fund Inc (Mutual fund managed by Capital Research and Management Company)
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Proxy Voting:
10. Name of the proxy holder:
n/a
11. Number of voting rights proxy holder will cease to hold:
n/a
12. Date on which proxy holder will cease to hold voting rights:
n/a
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13. Additional information:
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14. Contact name:
Henry Lin
15. Contact telephone number:
(213) 615 0469
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Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxii
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A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)
R.E.A. Holdings plc
Contact address (registered office for legal entities)
1st floor, 32/36 Great Portland Street, London, W1W 8QX
Phone number & email
0207 436 7877 sgeorge@rea.co.uk
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable
Full name
S George for REA Services Limited - Secretary
Contact address
1st floor, 32/36 Great Portland Street, London, W1W 8QX
Phone number & email
0207 436 7877 sgeorge@rea.co.uk
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
Secretaries
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C: Additional information
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For notes on how to complete form TR-1 please see the FCA website.
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
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Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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