Holding(s) in Company

For filings with the FSA include the annex                                               
                                                                                         
For filings with issuer exclude the annex                                                
                                                                                         
                                                                                         
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES                                           
                                                                                         
                                                                                         
1. Identity of the issuer or the underlying issuer            Atlantis Japan Growth Fund 
of existing shares to which voting rights are                           Limited          
attached:                                                                                
                                                                                         
2. Reason for the notification (please tick the appropriate box or boxes):               
                                                                                         
An acquisition or disposal of voting rights                                      yes     
                                                                                         
An acquisition or disposal of qualifying financial instruments which may                 
result in the acquisition of shares already issued to which voting rights                
are attached                                                                             
                                                                                         
An acquisition or disposal of instruments with similar economic effect to                
qualifying financial instruments                                                         
                                                                                         
An event changing the breakdown of voting rights                                         
                                                                                         
Other (please specify):                                                                  
                                                                                         
3. Full name of person(s) subject to the                  1607 Capital Partners, LLC     
notification obligation:                                                                 
                                                                                         
                                                      Northern Trust          2,142,702  
4. Full name of shareholder(s)                                                           
 (if different from 3.):                              Bny Mellon              1,650,951  
                                                                                         
                                                      State Street                619,142
                                                                                         
5. Date of the transaction and date on                                                   
which the threshold is crossed or                              September 3, 2014         
reached:                                                                                 
                                                                                         
6. Date on which issuer notified:                              September 4, 2014         
                                                                                         
7. Threshold(s) that is/are crossed or                                10%                
reached:                                                                                 


8. Notified details:                                                                           
                                                                                               
A: Voting rights attached to shares                                                            
                                                                                               
Class/type  Situation previous           Resulting situation after the triggering transaction  
of          to the triggering                                                                  
shares      transaction                                                                        
                                                                                               
            Number          Number       Number   Number of voting     % of  voting rights x   
if possible of              of           of       rights                                       
using       Shares          Voting       shares                                                
the ISIN                    Rights                                                             
CODE                                     Direct   Direct xi  Indirect  Direct     Indirect     
                                                             xii                               
                                                                                               
GB000623560   4,212,795     4,212,795                        4,412,795               10.09%    
                                                                                               
                                                                                               
                                                                                               
B: Qualifying Financial Instruments                                                            
                                                                                               
Resulting situation after the triggering transaction                                           
                                                                                               
Type of       Expiration        Exercise/          Number of voting              % of voting   
financial     date              Conversion Period  rights that may be            rights        
instrument                                         acquired if the                             
                                                   instrument is                               
                                                   exercised/ converted.                       
                                                                                               
                                                                                               
                                                                                               
                                                                                               
C: Financial Instruments with similar economic effect to Qualifying Financial                  
Instruments                                                                                    
                                                                                               
Resulting situation after the triggering transaction                                           
                                                                                               
Type of      Exercise price Expiration Exercise/  Number of voting rights   % of voting rights 
financial                   date       Conversion instrument refers to                         
instrument                             period                                                  
                                                                                               
                                                                            Nominal Delta      
                                                                                               
                                                                                               
                                                                                               
                                                                                               
Total (A+B+C)                                                                                  
                                                                                               
Number of voting rights                         Percentage of voting rights                    
                                                                                               
Same as A                                                                                      
                                                                                               


9. Chain of controlled undertakings through which the voting rights and/or the          
financial instruments are effectively held, if applicable:                              
                                                                                        
                                                                                        
                                                                                        
                                                                                        
Proxy Voting:                                                                           
                                                                                        
10. Name of the proxy holder:                                                           
                                                                                        
11. Number of voting rights proxy holder will cease                                     
to hold:                                                                                
                                                                                        
12. Date on which proxy holder will cease to hold                                       
voting rights:                                                                          
                                                                                        
                                                                                        
                                                                                        
13. Additional information:                                                             
                                                                                        
                                                                                        
14. Contact name:                                                                       
                                                                                        
15. Contact telephone number:                                                           
                                                                                        

 

 

Note: Annex should only be submitted to the FSA not the issuer                          
                                                                                        
Annex: Notification of major interests in sharesxxii                                    
                                                                                        
A: Identity of the persons or legal entity subject to the notification                  
obligation                                                                              
                                                                                        
Full name                                                                               
                                                                1607 Capital Partners,  
(including legal form of legal entities)                        LLC                     
                                                                                        
                                                                                        
Contact address                                                 4991 Lake Brook Dr.,    
                                                                Suite 125               
(registered office for legal entities)                                                  
                                                                Glen Allen, VA, USA     
                                                                23060                   
                                                                                        
Phone number & email                                            804-525-1741            
                                                                                        
                                                                [e-mail]
                                                                                        
Other useful information                                                                
(at least legal representative for legal persons)                                       
                                                                                        
                                                                                        
B: Identity of the notifier, if applicable                                              
                                                                                        
Full name                                                       Bryan Huntley           
                                                                                        
Contact address                                                 Same as above           
                                                                                        
Phone number & email                                            Same as above           
                                                                                        
                                                                                        
Other useful information                                        Chief Compliance Officer
                                                                                        
(e.g. functional relationship with the person or legal entity                           
subject to the notification obligation)                                                 
                                                                                        
                                                                                        
                                                                                        
C: Additional information                                                               
                                                                                        
For notes on how to complete form TR-1 please see the FSA website.                      
                                                                                        

 

 


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