For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer Atlantis Japan Growth
of existing shares to which voting rights are Fund Limited (AJG.LN)
attached:ii
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights are
attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights x
Other (please specify):
3. Full name of person(s) subject to the LIM Asia Multi-Strategy Fund
notification obligation:iii Inc. and LIM Japan Fund
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or 3 Nov 2014
reached: v
6. Date on which issuer notified: 5 Nov 2014
7. Threshold(s) that is/are crossed or 15%, 16%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/ Situation previous Resulting situation after the triggering transaction
type of to the triggering
shares transaction
if Number Number Number Number of voting % of voting rights x
possible of of of shares rights
using Shares Voting
the ISIN Rights
CODE Indirect
Direct Direct xi xii Direct Indirect
Ordinary
shares 6,655,133 6,655133 6,655,133 15.95%
(AJG.LN)
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period rights that may be rights
instrument xiv acquired if the
instrument is
exercised/ converted.
N/A N/A N/A N/A N/A
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting rights % of voting rights
financial price date xvii Conversion instrument refers to xix, xx
instrument period
xviii
Nominal Delta
N/A N/A N/A N/A N/A
Total (A+B+C)
Number of voting rights Percentage of voting rights
6,655,133 15.95%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
LIM Advisors Limited acts as investment manager for LIM Asia Multi-Strategy
Fund Inc. and LIM Japan Fund (the "Funds"). LIM Asia Multi-Strategy Fund Inc.
holds 15.69% of the Company post the redemption of shares.
LIM Advisors Limited has indirect interest by virtue of its rights over the
shares as investment manager of the Funds.
Proxy Voting:
10. Name of the proxy holder: LIM Advisors Limited
11. Number of voting rights proxy holder will cease N/A
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights:
13. Additional information: N/A
14. Contact name: Ben Mak
15. Contact telephone number: +852 2533 0964
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities) LIM Advisors Limited
Contact address
19/F Ruttonjee House, 11 Duddell
(registered office for legal entities) Street, Central, Hong Kong
Phone number & email +852 25330900/
george.long@limadvisors.com
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Oscar Wan
Contact address 19/F Ruttonjee House, 11 Duddell
Street, Central, Hong Kong
Phone number & email +852 25330961/
oscar.wan@limadvisors.com
Other useful information
Chief Operating Officer
(e.g. functional relationship with the person or legal
entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
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Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
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Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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