For filings with the FSA include the annex | |||||||||||
For filings with issuer exclude the annex | |||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Atlantis Japan Growth Fund Limited | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | |||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
An event changing the breakdown of voting rights | |||||||||||
Other (please specify): | Fund Repurchased Shares | Yes | |||||||||
3. Full name of person(s) subject to the notification obligation: |
1607 Capital Partners, LLC | ||||||||||
4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached: |
February 2, 2017 | ||||||||||
6. Date on which issuer notified: | February 6, 2017 | ||||||||||
7. Threshold(s) that is/are crossed or reached: |
25% | ||||||||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB00B61ND550 | 11,271,305 | 11,271,305 | 11,271,305 | 25.07% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
Same as A | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Bryan Huntley, CCO | |
15. Contact telephone number: | 804-525-1741 | |
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in sharesxxii | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) |
1607 Capital Partners, LLC |
Contact address (registered office for legal entities) |
13 S. 13th St, Suite 400 Richmond, VA 23219 |
Phone number & email | 804-525-1741 bhuntley@1607capital.com |
Other useful information (at least legal representative for legal persons) |
|
B: Identity of the notifier, if applicable | |
Full name | Bryan Huntley |
Contact address | Same as above |
Phone number & email | Same as above |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Chief Compliance Officer |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |