The Throgmorton Trust PLC - Listing Rule 15.5.1(4)
In accordance with Listing Rule 15.5.1(4), the Directors of The Throgmorton
Trust PLC confirm that they are satisfied that all inside information, which
the Directors and The Throgmorton Trust PLC have leading up to the announcement
of the annual results for the year ended 30 November 2012, has been notified to
a Regulated Information Service.
3 December 2012
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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