Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
Annex DTR3
1. Name of the issuer 2. State whether the notification relates to
to (i) a transaction notified in accordance
BLUE PLANET FINANCIALS GROWTH with DTR 3.1.2 R, (ii) a disclosure made in
& INCOME INVESTMENT TRUSTS NO 1-10 PLC accodance with LR 9.8R(1) or (iii) a
disclosure with section 793 of the Companies
Act (2006)
i. DTR 3.1.2
3. Name of person discharging managerial 4. State whether notification relates
responsibilities/director to a person connected with a
person discharging managerial
MR. DEAN BUCKNELL responsibilities/director named in 3 and identify
the connected person
YES; DIRECTOR NAMED IN 3 IS A DIRECTOR OF BLUE
PLANET FINANCIALS GROWTH & INCOME INVESTMENT TRUSTS
NO 1-10 PLC AND BLUE PLANET INVESTMENT MANAGEMENT LTD.
5. Indicate whether the notification 6. Description of shares (including class), debentures
is in respect of a holding of the or derivatives or financial instruments relating
person referred to in 3 or 4 above to shares
or in respect of a non-beneficial
interest ORDINARY SHARES
THE SHARES ARE OWNED BY BLUE PLANET INVESTMENT
MANAGEMENT LTD. THE DIRECTOR NAMED IN 3 DOES
NOT OWN THE SHARES IN THE ISSUER DIRECTLY
7. Name of registered shareholders(s) 8. State the nature of the transaction
and, if more than one, the number of
shares held by each of them ACQUISITION OF SHARES
BLUE PLANET INVESTMENT MANAGEMENT LTD.
9. Number of shares, debentures or 10. Percentage of issued class acquired
financial instruments relating to (treasury shares of that class should not
shares acquired be taken into account when calculating percentage)
1,596,386 11.68%
11. Number of shares, debentures or 12. Percentage of issued class disposed
financial instruments relating to (treasury shares of that class should
shares disposed not be taken into account when calculating percentage)
N/A N/A
13. Price per share or value of transaction 14. Date and place of transaction
0.332p 28 JULY 2011
15. Total holding following notification 16. Date issuer informed of transaction
and total percentage holding following
notification (any treasury shares should 29 JULY 2011
not be taken into account when calculating
calculating percentage)
1,596,386; 11.68% OF THE COMPANY'S ISSUED SHARE
CAPITAL AND VOTING RIGHTS
If a person discharging managerial responsibilities has been granted options by the issuer complete the
following boxes:
17. Date of grant 18. Period during which or date on which exercisable
N/A N/A
19. Total amount paid (if any) for grant 20. Description of shares or debentures (class
of the option involved and number)
N/A N/A
21. Exercise price (if fixed at time of 22. Total number of shares or debentures over
grant) or indication that price is to which options held following notification
be fixed at the time of exercise
N/A N/A
23. Any additional information 24. Name of contact and telephone number for queries
Blue Planet Financials Growth & Income Investment
Trusts No 1-10 plc
Sophie Higenyi, Company Secretary
+44 (0)131 466 6666 www.info@bpia.eu
Or for further information, please visit
www.blueplanet.eu
Notes: This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director
/person discharging managerial responsibilities should complete boxes 1 to 3
and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should complete
boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24
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Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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