Carnival plc Annual Information Update
Annual Information Update for the period 13 April 2009 to 12 April 2010.
Carnival plc (the "Company") is pleased to provide its fifth Annual Information
Update under Prospectus Rule 5.2. The following information and documents were
published, or made available to the public, for the period from 13 April 2009
to 12 April 2010 in compliance with laws and rules dealing with the regulation
of securities, issuers of securities and securities markets.
This Annual Information Update is required by, and is being made pursuant to,
Article 10 of the Prospectus Directive (2003/71/EC) as implemented in the UK by
Prospectus Rule 5.2 and not for any other purpose and neither the Company, nor
any other person, takes any responsibility for, or makes any representation,
express or implied, as to the accuracy or completeness of, the information
which it contains. The information is not necessarily up to date as at the date
of this Annual Information Update and the Company does not undertake any
obligation to update any such information in the future. Further, such
information may have been prepared in accordance with the laws or regulations
of a particular jurisdiction and may not comply with or meet the relevant
standards of disclosure in any other jurisdiction. Neither this Annual
Information Update, nor the information referred to in it, constitutes, by
virtue of this communication, an offer of any securities addressed to any
person and it should not be relied on by any person.
1 Announcements made via regulatory information services
The Company made the following UK regulatory announcements via PR Newswire or
Regulatory News Service on or around the dates indicated:
Date Brief description of announcement
12 April 2010 Carnival Corporation & plc Sale of
Shares
9 April 2010 Carnival Corporation & plc Sale of
Shares
8 April 2010 Notice of AGM
8 April 2010 Carnival Corporation & plc Sale of
Shares
7 April 2010 Carnival plc - Voting Rights and
Capital
7 April 2010 Carnival Corporation & plc Sale of
Shares
6 April 2010 Carnival Corporation & plc Sale of
Shares
1 April 2010 Release of Carnival Corporation & plc
Quarterly Report on Form 10-Q and
Carnival plc Interim Management
Statement
1 April 2010 Carnival Corporation & plc Sale of
Shares
31 March 2010 Carnival Corporation & plc Sale of
Shares
30 March 2010 Carnival Corporation & plc Sale of
Shares
29 March 2010 Current Report on Form 8-K
25 March 2010 Notification of Major Interest in
Shares
23 March 2010 Carnival Corporation & plc Reports
First Quarter Earnings
16 March 2010 Carnival plc Holds 1st Quarter
Earnings Conference Call
4 March 2010 Annual Report and Accounts
2 March 2010 Notification of Transaction of
Director/PDMR
2 March 2010 Carnival Corporation & plc Announces
Exchange Rate for Quarterly Dividend
1 March 2010 Carnival Corporation & plc Sale of
Shares
25 February 2010 Carnival Corporation & plc Sale of
Shares
24 February 2010 Notification of Transaction Of
Director/PDMR
24 February 2010 Carnival Corporation & plc Sale of
Shares
23 February 2010 Carnival Corporation & plc Sale of
Shares
22 February 2010 Carnival Corporation & plc Sale of
Shares
19 February 2010 Carnival Corporation & plc Sale of
Shares
18 February 2010 Carnival Corporation & plc Sale of
Shares
17 February 2010 Carnival Corporation & plc Signs
Memorandum of Agreement for Two Ships
for Its Princess Cruises Brand
17 February 2010 Carnival Corporation & plc Sale of
Shares
16 February 2010 Additional Listing
15 February 2010 Carnival Corporation & plc Sale of
Shares
12 February 2010 Carnival Corporation & plc Sale of
Shares
11 February 2010 Carnival Corporation & plc Sale of
Shares
10 February 2010 Carnival Corporation & plc Sale of
Shares
9 February 2010 Carnival Corporation & plc Sale of
Shares
8 February 2010 Carnival Corporation & plc Sale of
Shares
5 February 2010 Carnival Corporation & plc Sale of
Shares
4 February 2010 Carnival plc - Voting Rights and
Capital
4 February 2010 Carnival Corporation & plc Sale of
Shares
3 February 2010 Carnival Corporation & plc Sale of
Shares
2 February 2010 Notification of Transaction of
Director/PDMR
29 January 2010 Release of Carnival Corporation & plc
Annual Report on Form 10-K
21 January 2010 Carnival Corporation & plc to Resume
Dividend
15 January 2010 Notification of Major Interest in
Shares
12 January 2010 Notification of Major Interest in
Shares
11 January 2010 Notification of Major Interest in
Shares
8 January 2010 Carnival plc - Voting Rights and
Capital
7 January 2010 Notification of Major Interest in
Shares
21 December 2009 Notification of Major Interest in
Shares
18 December 2009 Carnival Corporation & plc Reports
Fourth Quarter and Full Year Earnings
11 December 2009 Carnival Corporation & plc to Hold
Conference Call on Fourth Quarter
Earnings
4 December 2009 Carnival plc - Voting Rights and
Capital
1 December 2009 New 130,000-ton Cruise Ship Ordered
for Carnival Corporation & plc's
Carnival Cruise Lines Unit
1 December 2009 Carnival Corporation & plc Sale of
Shares
30 November 2009 Carnival Corporation & plc Sale of
Shares
26 November 2009 Carnival Corporation & plc Sale of
Shares
25 November 2009 Carnival Corporation & plc Sale of
Shares
24 November 2009 Carnival Corporation & plc Sale of
Shares
23 November 2009 Carnival Corporation & plc Sale of
Shares
20 November 2009 Carnival Corporation & plc Sale of
Shares
19 November 2009 Carnival Corporation & plc Sale of
Shares
18 November 2009 Carnival Corporation & plc Sale of
Shares
17 November 2009 Carnival Corporation & plc Sale of
Shares
16 November 2009 Carnival Corporation & plc Sale of
Shares
13 November 2009 Carnival Corporation & plc Sale of
Shares
12 November 2009 Carnival Corporation & plc Sale of
Shares
11 November 2009 Carnival Corporation & plc Sale of
Shares
10 November 2009 Carnival Corporation & plc Sale of
Shares
09 November 2009 Carnival Corporation & plc Sale of
Shares
06 November 2009 Carnival plc - Voting Rights and
Capital
06 November 2009 Carnival Corporation & plc Sale of
Shares
05 November 2009 Carnival Corporation & plc Sale of
Shares
04 November 2009 Carnival Corporation & plc Sale of
Shares
03 November 2009 Carnival Corporation & plc Sale of
Shares
02 November 2009 Carnival Corporation & plc Sale of
Shares
30 October 2009 Carnival Corporation & plc Announces
Results of Exercise of Rights by
Holders to Require Repurchase of
Senior Convertible Debentures due 2033
30 October 2009 Carnival Corporation & plc Sale of
Shares
29 October 2009 Notification of Transaction of
Director/PDMR
29 October 2009 Carnival Corporation & plc Sale of
Shares
28 October 2009 Carnival Corporation & plc Sale of
Shares
27 October 2009 Carnival Corporation & plc Sale of
Shares
26 October 2009 Carnival Corporation & plc Sale of
Shares
23 October 2009 Carnival Corporation & plc Sale of
Shares
22 October 2009 Notification of Transaction of
Director/PDMR
22 October 2009 Carnival Corporation & plc Sale of
Shares
21 October 2009 Carnival Corporation & plc Sale of
Shares
20 October 2009 Carnival Corporation & plc Sale of
Shares
19 October 2009 Carnival Corporation & plc Sale of
Shares
16 October 2009 Carnival Corporation & plc Sale of
Shares
15 October 2009 Carnival Corporation & plc Sale of
Shares
14 October 2009 Carnival Corporation & plc Sale of
Shares
7 October 2009 Notifications of Major Interests in
Shares
7 October 2009 Carnival plc - Voting Rights and
Capital
1 October 2009 Release of Carnival Corporation & plc
Quarterly Report on Form 10-Q and
Carnival plc Interim Management
Statement
22 September 2009 Carnival Corporation & plc Reports
Third Quarter Earnings
15 September 2009 Carnival Corporation & plc to Hold
Conference Call on Third Quarter
Earnings
3 September 2009 Carnival plc - Voting Rights and
Capital
1 September 2009 Carnival Corporation & plc Sale of
Shares
1 September 2009 Carnival plc Current Report on Form
8-K
28 August 2009 Carnival Corporation & plc Sale of
Shares
27 August 2009 Carnival Corporation & plc Sale of
Shares
26 August 2009 Carnival Corporation & plc Sale of
Shares
19 August 2009 Carnival Corporation & plc Sale of
Shares
18 August 2009 Carnival Corporation & plc Sale of
Shares
13 August 2009 Arison Family to Sell up to 8.5
Million Shares of Carnival Corporation
12 August 2009 Carnival Corporation & plc Sale of
Shares
11 August 2009 Carnival Corporation & plc Sale of
Shares
10 August 2009 Carnival Corporation & plc Sale of
Shares
7 August 2009 Carnival Corporation & plc Sale of
Shares
6 August 2009 Carnival Corporation & plc Sale of
Shares
6 August 2009 Carnival plc Voting Rights & Capital
5 August 2009 Carnival Corporation & plc Sale of
Shares
4 August 2009 Carnival Corporation & plc Sale of
Shares
4 August 2009 Notification Of Transaction Of
Director/PDMR
30 July 2009 Carnival Corporation & plc Sale of
Shares
29 July 2009 Carnival Corporation & plc Sale of
Shares
28 July 2009 Carnival Corporation & plc Sale of
Shares
27 July 2009 Carnival Corporation & plc Sale of
Shares
24 July 2009 Carnival Corporation & plc Sale of
Shares
23 July 2009 Notification Of Transaction Of
Director/PDMR
23 July 2009 Carnival Corporation & plc Sale of
Shares
22 July 2009 Carnival Corporation & plc Sale of
Shares
22 July 2009 Carnival plc - Carnival Investments
Limited Share Sales
21 July 2009 Carnival plc additional listing
13 July 2009 Notification of New Directorship
7 July 2009 Carnival plc - Voting Rights and
Capital
6 July 2009 Carnival Corporation & Plc's Costa
Cruises Brand Charters Ship to Thomson
Cruises
2 July 2009 Carnival Corporation & Plc Announces
Carnival Plc Share Sale and Carnival
Corporation Stock Repurchase Program
30 June 2009 Release of Carnival Corporation & PLC
Quarterly Report on Form 10-Q and
Carnival PLC Half-Yearly Financial
Report
26 June 2009 Notification of Transaction Of
Director/PDMR
18 June 2009 Carnival Corporation & plc Reports
Second Quarter Earnings
11 June 2009 Carnival Corporation & plc to Hold
Conference Call on Second Quarter
Earnings
4 June 2009 Carnival plc - Voting Rights And
Capital
18 May 2009 Carnival Corporation & plc Reports
Financial Impact of Itinerary Changes
Responding to H1N1 Influenza Mexico
Travel Advisory; Plans Rapid Return to
Popular Mexican Ports
12 May 2009 Carnival plc Annual Information Update
6 May 2009 Carnival plc - Voting Rights and
Capital
28 April 2009 Notifications of Major Interests in
Shares
28 April 2009 Notifications of Major Interests in
Shares
21 April 2009 Current Report on Form 8-K
16 April 2009 Carnival Corporation & plc
Notification of Transaction of
Directors/PDMRs and Announcement of
Results of Annual General Meetings
13 April 2009 Carnival Corporation & plc to Hold
Live Audio Web Cast of Annual
Shareholders Meeting on Wednesday,
April 15, 2009
Copies of the above announcements can be obtained from the Company's website at
http://www.carnivalcorp.com/ and from the website of the London Stock Exchange
at http://www.londonstockexchange.com/exchange/prices-and-news/news/market-news
/market-news-home.html.
2 Documents filed at Companies House
All the documents listed below were filed with the Registrar of Companies in
England and Wales on or around the dates indicated.
Date Document filed
4 March 2010 Change of location of the company
records to the single alternative
inspection location - Form AD03
4 March 2010 Notification of single alternative
inspection location - Form AD02
23 December 2009 Statement of Capital - Form SH01
30 November 2009 Annual Return - Form AR01
19 November 2009 Change of director's details - Form
CH01
04 November 2009 Statement of company's objects - Form
CC04
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of director's details - Form
CH01
22 October 2009 Change of secretary's details - Form
CH03
01 October 2009 Alteration to memorandum and articles
- Form RES01
17 September 2009 Return of allotment of shares - Form
88(2)
13 August 2009 Return of allotment of shares - Form
88(2)
12 June 2009 Return of allotment of shares - Form
88(2)
15 May 2009 Return of allotment of shares - Form
88(2)
14 May 2009 Increase in nominal capital - Form 123
14 May 2009 Special resolutions - Form RES04
14 May 2009 Authority-purchase shares other than
from capital - Form RES09
14 May 2009 Authorised Allotment of Shares and
Debentures - Form RES10
14 May 2009 Alteration to memorandum and articles
- Form RES01
6 May 2009 Full accounts made up to 30 November
2008 - Form AA
22 April 2009 Return of allotment of shares - Form
88(2)
Copies of the documents filed with the Registrar of Companies can be obtained
from the Companies House website at http://www.companieshouse.gov.uk/ or
Companies House, Crown Way, Maindy, Cardiff CF14 3UZ.
3 Information sent to the UK Listing Authority
The Company submitted copies of the following documents to the UK Listing
Authority on or around the dates indicated:
Date Document
1 April 2010 Release of Carnival Corporation & plc
Quarterly Report on Form 10-Q and
Carnival plc Interim Management
Statement
29 March 2010 Current Report on Form 8-K
4 March 2010 Annual Report and Accounts
29 January 2010 Release of Carnival Corporation & plc
Annual Report on Form 10-K
1 October 2009 Release of Carnival Corporation & plc
Quarterly Report on Form 10-Q and
Carnival plc Interim Management
Statement
30 June 2009 Release of Carnival Corporation & PLC
Quarterly Report on Form 10-Q and
Carnival PLC Half-Yearly Financial
Report
21 April 2009 Current Report on Form 8-K
16 April 2009 Carnival Corporation & plc
Notification of Transaction of
Directors/PDMRs and Announcement of
Results of Annual General Meetings
The above documents may be viewed at the UK Listing Authority's Document
Viewing Facility, 25 The North Colonnade, Canary Wharf, London E14 5HS.
4 Annual and interim reports
The Company's Annual Report for the year ended 30 November 2009, incorporating
the IFRS Financial Statements, Notice of Annual General Meeting and Proxy
Statement which was filed with the UK Listing Authority Document Viewing
Facility and provided to shareholders on 4 March 2010, can be found on the
Company's website, together with the Interim Report 2009 published on 30 June
2009.
5 Contacts
Arnaldo Perez, Company Secretary Tel: 001 305 599 2600
CC-01810 - 2010 Annual Information Update
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
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Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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