Director/PDMR Shareholding
Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Arnold W. Donald | |
| 2 | Reason for the notification | ||
| a) | Position/status | President, Chief Executive Officer and Chief Climate Officer of Carnival Corporation & plc / Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4A | Details of the transaction: 1 | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Vesting of Management Incentive Plan tied restricted stock units ("MTE") granted January 17, 2020, including the settlement of dividend equivalent shares associated with the release of MTE. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 11,146 |
| d) | Aggregated information - Aggregated volume - Price |
11,146 $0.00 |
|
| e) | Date of the transaction | 2022-01-28 | |
| f) | Place of the transaction | Off Market | |
| 4B | Details of the transaction: 2 | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Vesting of retention restricted stock units (“RSUs”) granted August 28, 2020. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 37,500 |
| d) | Aggregated information - Aggregated volume - Price |
37,500 $0.00 |
|
| e) | Date of the transaction | 2022-01-28 | |
| f) | Place of the transaction | Off Market | |
| 4C | Details of the transaction: 3 | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Vesting of time vested RSUs granted January 19, 2021. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 118,986 |
| d) | Aggregated information - Aggregated volume - Price |
118,986 $0.00 |
|
| e) | Date of the transaction | 2022-01-28 | |
| f) | Place of the transaction | Off Market | |
| 4D | Details of the transaction: 4 | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Sale of shares, including sale to satisfy the tax obligation on the vesting of time vested restricted stock units granted January 19, 2021. | |
| c) | Price(s) and volume(s) | Price(s) $19.005 $19.01 $19.015 $19.02 $19.025 $19.03 $19.055 $19.06 $19.065 $19.07 $19.075 $19.08 $19.10 $19.1075 $19.11 $19.115 $19.1175 $19.12 $19.125 $19.13 $19.155 $19.18 |
Volume(s) 400 5,100 4,100 2,400 200 1,497 5,350 6,770 200 9,900 4,600 19,600 300 1,600 1,900 14,100 2,400 6,062 400 6,367 2,450 100 |
| d) | Aggregated information - Aggregated volume - Price |
95,796 $19.0819 (avg.) |
|
| e) | Date of the transaction | 2022-01-28 | |
| f) | Place of the transaction | NYSE | |
Arnaldo Perez
Company Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
Miami, FL 33178
T: 305.599.2600
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