TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached:
Carnival plc
2. Reason for notification [Yes/No]
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which N/A
may result in the
acquisition of shares already issued to which voting rights
are attached
An event changing the breakdown of voting rights N/A
Other (please specify): N/A
3. Full name of person(s) subject to Aviva plc & its subsidiaries
notification
obligation:
4. Full name of shareholder(s) (if Registered Holder:
different from 3):
BNY Norwich Union Nominees Limited
1,221,302*
BT Globenet Nominees Limited 2,068*
Chase GA Group Nominees Limited 3,889,200
*
Chase Nominees Limited 141,537*
CUIM Nominee Limited 879,754*
Vidacos Nominees Limited 3,390*
* denotes direct interest
RC Greig Nominees Limited 1,750
Aviva SpA 2,718
BNP Paribas - London 33,558
Chase Nominees Limited 876,387
State Street Nominees Limited 434,994
Vidacos Nominees Limited 617,475
5. Date of transaction (and date on 16 December 2008
which the
threshold is crossed or reached if
different):
6. Date on which issuer notified: 17 December 2008
7. Threshold(s) that is/are crossed or 5% to <5% Change at Combined Interest
reached: level
8: Notified Details
A: Voting rights attached to shares
Class/type of Situation previous Resulting situation after
shares to the triggering transaction
the triggering
transaction
If possible Number of Number of Number of Number of Percentage of
use shares voting shares voting rights voting rights
ISIN code rights
Direct Direct Indirect Direct Indirect
Ordinary 8,143,877 8,143,877 6,137,251 6,137,251 1,966,882 3.78% 1.21%
Shares
GB0031215220
B: Financial Instruments
Resulting situation after the triggering transaction
,N/A
Total (A+B)
Number of voting rights Percentage of voting rights
8,104,133 4.99%
9. Chain of controlled undertakings through which the voting rights and /or the
financial instruments are effectively held, if applicable:
The voting rights are managed and controlled by Aviva Investors Global Services
Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group
Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva
Investors Holdings Limited)
Aviva SpA:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
* Aviva International Insurance Limited (wholly owned subsidiary of Aviva
Group Holdings Limited)
* Aviva Insurance Limited (wholly owned subsidiary of Aviva International
Insurance Limited)
* Aviva International Holdings Limited (wholly owned subsidiary of Aviva
Insurance Limited)
* Aviva Italia SpA (wholly owned subsidiary of Aviva International Holdings
Limited)
* Aviva SpA (majority owned subsidiary of Aviva Italia SpA)
The investments are administered by Commercial Union Trustees Limited, with the
following chain of control:
Commercial Union Trustees Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
* Undershaft Limited (wholly owned subsidiary of Aviva Group Holdings
Limited)
* Commercial Union Trustees Limited (wholly owned subsidiary of Undershaft
Limited)
Proxy Voting:
10. Name of proxy holder: See Section 4
11. Number of voting rights proxy
holder will cease to hold:
12. Date on which proxy holder
will
cease to hold voting rights:
13. Additional information: Figures are based on a total number of voting
rights of 162,311,197.
14 Contact name: Arnaldo Perez, Company Secretary
15. Contact telephone name: 1-(305)-599-2600
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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