NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying Carnival Plc
issuer of existing shares to which voting
rights are attached:
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which
may result in the acquisition of shares already issued to
which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):______________
3. Full name of person(s) subject AXA S.A. 25 Avenue Matignon, 75008
to notification obligation: Paris and its group of companies
4. Full name of shareholder(s) (if
different from 3):
5. Date of transaction (and date on 16 December 2008
which the threshold is crossed or
reached if different):
6. Date on which issuer notified: Notice dated 17 December 2008,
received 16 January 2009
7. Threshold(s) that is/are crossed 5%
or reached:
8: Notified Details
A: Voting rights attached to shares
Class/ Situation previous Resulting situation after the triggering
type of to the triggering transaction
shares transaction
If
possible
use ISIN
code
Number of Number of Number Number of voting Percentage of voting
shares voting rights of rights rights
shares
Direct Indirect Direct Indirect
Ordinary 10,217,311 10,217,311 1,774,104 1,774,104 9,345,868 0.83% 4.38%
Share
GB0031215220
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting rights Percentage of
financial date conversion period that may be acquired voting rights
instrument /date (if the instrument
exercised/converted)
N/A
Total (A+B)
Number of voting rights Percentage of voting rights
11,119,972 5.21%
9. Chain of controlled undertakings through which the voting rights and /
or the financial instruments are effectively held, if applicable:
Name of Company/Fund Number of Shares % of Issued Share Interest
Capital
Alliance Capital 235,152 .11027% Direct
Management
AXA 434,458 .20374% Direct
AXA Australia 12,178 .00571% Indirect
AXA Financial, Inc 9,194,145 4.31160% Indirect
AXA Framlington 1,000 .000468951% Indirect
AXA France 4,821 .00% Indirect
AXA IM UK 683,295 .320431805% Direct
AXA IM UK 133,724 .06270999% Indirect
AXA Winterthur 421,199 .19752165% Direct
Total 11,119,972 5.21% Indirect
Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy
holder will cease to hold:
12. Date on which proxy holder
will cease to hold voting rights:
13. Additional information:
14 Contact name: Arnaldo Perez
15. Contact telephone number: 1-305-599-2600
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.