Notification of Transactions of Directors / PDMRs
MIAMI, January 17, 2013 -- Carnival Corporation & plc (NYSE/LSE: CCL; NYSE:
CUK) announced that on January 15, 2013 awards were made to certain executive
directors and PDMRs pursuant to the Carnival Corporation 2011 Stock Plan (the
"2011 Plan") and Carnival plc 2005 Employee Share Plan (the "2005 Plan"). The
awards were approved in value form and converted to a number of shares by
taking the closing price of Carnival Corporation securities on January 15, 2013
for those receiving Carnival Corporation awards, and by taking the closing
price of Carnival plc securities on January 15, 2013 for those receiving
Carnival plc awards.
Awards of Carnival Corporation restricted common stock (the "CC Restricted
Shares") were made pursuant to the 2011 Plan and the executive directors'
respective Executive Long-Term Compensation Agreements to Micky Arison,
Chairman and Chief Executive Officer of Carnival Corporation & plc, and Howard
S. Frank, Vice Chairman and Chief Operating Officer of Carnival Corporation &
plc. Awards of Carnival plc restricted share units representing a hypothetical
interest in Carnival plc ordinary shares ("plc RSUs") were made pursuant to the
2005 Plan to David Dingle, Chief Executive Officer of Carnival UK, Pier Luigi
Foschi, Chairman of Costa Crociere S.p.A. and Chairman and Chief Executive
Officer of Costa Asia, and Michael Thamm, Chief Executive Officer of Costa
Crociere S.p.A. The CC Restricted Shares and plc RSUs will be released from
restriction on January 15, 2016.
The awards described above were made to these executive directors and PDMRs in
the following amounts:
Name CC Restricted Shares plc RSUs
Micky Arison 69,743 -
Howard S. Frank 77,492 -
David Dingle - 16,273
Pier Luigi Foschi - 28,678
Michael Thamm - 4,824
Upon grant, Mr. Frank surrendered 28,680 CC Restricted Shares in satisfaction
of U.S. withholding tax obligations.
Following the awards described above, the following executive directors and
PDMRs direct and indirect holdings are:
Name CC Shares plc Shares
Micky Arison 180,007,250 -
Howard S. Frank 175,050 -
David Dingle - 67,921
Pier Luigi Foschi - 170,069
Michael Thamm - 26,524
This notification relates to disclosures made in accordance with 3.1.4(R)(1)(a)
of the Disclosure Rules and Transparency Rules.
Further details and a copy of the Forms 4, Statement of Changes in Beneficial
Ownership of Securities, being filed with the U.S. Securities & Exchange
Commission, can be found at the SEC web site, www.sec.gov, and the Carnival
Corporation & plc web site located at www.carnivalcorp.com or
www.carnivalplc.com .
SOURCE Carnival Plc
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