For filings with the FCA include the annex | |||||||||||||||||||
For filings with issuer exclude the annex | |||||||||||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
F&C UK Real Estate Investments Limited | ||||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
An acquisition or disposal of voting rights | x | ||||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | x | ||||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||||||||
An event changing the breakdown of voting rights | |||||||||||||||||||
Other (please specify): | |||||||||||||||||||
3. Full name of person(s) subject to the notification obligation: iii |
Aviva plc & its subsidiaries | ||||||||||||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
Registered Holder:
*denotes direct interest
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
20 January 2017 | ||||||||||||||||||
6. Date on which issuer notified: | 24 January 2017 | ||||||||||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
8% to 7% Change at Direct Interest Level (Box 8A) | ||||||||||||||||||
8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
Ordinary Shares GB00B012T521 |
19,950,419* | 19,950,419* | 19,281,459 | 19,142,695 | 138,764 | 7.99% | 0.06% | ||||
* Includes Right to recall loaned shares (532,000) |
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B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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RIGHT TO RECALL LOANED SHARES | N/A | N/A | 648,000* *Direct interest |
0.27% | |||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
19,929,459 | 8.32% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: Friends Provident International Limited: |
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Proxy Voting: | ||
10. Name of the proxy holder: | See Section 4 | |
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
Figures are based on a total number of voting rights of 239,555,539 as per the Company’s ‘Share Issue’ announcement of 20 January 2017. |
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14. Contact name: | Neil Whittaker, Aviva plc | |
15. Contact telephone number: | 01603 684420 | |