TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Elementis PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | Please refer to section 13. Additional information | X | ||
3. Full name of person(s) subject to the notification obligation: iii |
AXA Investment Managers S.A. | |||
4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
20th November 2015 | |||
6. Date on which issuer notified: | 24th November 2015 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii |
10.00% | |||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
GB0002418548 | 47,271,620 | 47,271,620 | 0 | 0 | 43,923,332 | 0.00% | 9.49% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
43,923,332 | 9.49% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
Threshold crossed downward following the transfer of Friends Life funds to Aviva Investors Global Services Limited by AXA Investment Managers S.A. on 20th November 2015. | |
14. Contact name: | Pascaline HAYE | |
15. Contact telephone number: | +33 1 44 45 77 01 | |
This notification is made in accordance with Rule 5.8.12 R(1) of the Disclosure and Transparency Rules sourcebook.
Wai Wong
Company Secretary
020 7067 2999
25 November 2015