TR-1 (i) NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of Invesco Asia Trust plc
existing shares to which voting rights are attached
(ii):
2. Reason for the notification
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):
3.Full name of person(s) subject to the notification Lazard Asset Management
obligation (iii): LLC
4.Full name of shareholder(s) (if different from 3.) Bank of New York Inc -
(iv): Global Custody
CIBC-Mellon Canadian
office
Comerica Bank
Mellon Trust
Morgan Stanley Prime
Brokerage
Northern Trust Co.
State Street Bank -
Custodian
State Street Bank -
Master Tr
State Street Bank -
Custody Master Trust
5.Date of the transaction (and date on which the 13 September 2013
threshold is
crossed or reached if different) (v):
6.Date on which issuer notified: 16 September 2013
7.Threshold(s) that is/are crossed or reached: Increase from 12% to 13%
8.Notified details:
A: Voting rights attached to shares
Class/type Situation previous to Resulting situation after the triggering
of shares if the triggering transaction (vii)
possible transaction (vi)
using the
ISIN CODE
Number of Number of Number Number of voting % of voting
Shares Voting of rights rights
Rights shares
(viii) (ix)
Direct Direct Indirect Direct Indirect
(x)
(x)
GB0004535307 11,597,639 11,597,639 11,748,083 13.086%
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument /Date (xiv) be acquired if
the instrument
is exercised/
converted
Total (A+B)
Number of voting rights % of voting rights
11,748,083 13.086%
9.Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
Lazard Asset Management LLC controls all the voting rights held of this issuer.
Proxy Voting:
10.Name of the proxy holder: N/A
11.Number of voting rights proxy holder will cease
to hold:
12.Date on which proxy holder will cease to hold
voting rights:
13.Additional information:
14.Contact name: Kelly Nice
For and on behalf of
Invesco Asset Management
Limited
Company Secretary
15.Contact telephone number: 020 7065 4647
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.