TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Manchester & London Investment Trust plc | |||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||||||||
An acquisition or disposal of voting rights | yes | |||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||||||||
An event changing the breakdown of voting rights | ||||||||||||
Other (please specify): | ||||||||||||
3. Full name of person(s) subject to the notification obligation: | 1607 Capital Partners, LLC | |||||||||||
4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached: | January 10, 2017 | |||||||||||
6. Date on which issuer notified: | January 12, 2017 | |||||||||||
7. Threshold(s) that is/are crossed or reached: | 5% | |||||||||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0002258472 | 1,077,397 | 1,077,397 | 1,052,397 | 4.89% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
Same as A | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to hold voting rights: | ||
13. Additional information: |
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14. Contact name: | Bryan Huntley, CCO | |
15. Contact telephone number: | 804-525-1741 | |