For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Miton Global Opportunities Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the notification obligation: iii |
Prudential plc group of companies | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
25 May 2017 | ||||
6. Date on which issuer notified: | 26 May 2017 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
See item 13 | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
ORD GBP0.01 GB0034365949 |
1,233,378 | 1,233,378 | 1,288,378 | 0 | 1,288,378 | 0 | 5.10% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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ORD GBP0.01 GB0034365949 (Right of Recall) |
6,001 | 0.02% | ||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
1,294,379 | 5.12% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Prudential plc (parent Company) – 1,294,379 (5.12%) M&G Group Limited (wholly owned subsidiary of Prudential plc) –1,294,379 (5.12%) M&G Limited (wholly owned subsidiary of M&G Group Limited) –1,294,379 (5.12%) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) –1,294,379 (5.12%) |
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: |
N/A | |
12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
13. Additional information: |
Prudential plc has moved above a 5% notifiable interest, excluding the right of recall under the Qualifying Financial Instruments. |
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14. Contact name: | John Baker / Owen Smith / James Todd M&G Investment Management Limited |
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15. Contact telephone number: | 020 7548 2561 / 020 7004 4517 / 020 7548 2293 | |