TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
NORMAN BROADBENT PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: |
MITON GROUP PLC | |||
4. Full name of shareholder(s) (if different from 3.): |
||||
5. Date of the transaction and date on which the threshold is crossed or reached: |
20/09/2016 | |||
6. Date on which issuer notified: | 21/09/2016 | |||
7. Threshold(s) that is/are crossed or reached: |
5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
GB00B3VF4Y66 | 0.00 | 0.00 | 2,631,578 | 2,631,578 | 6.32% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
2,631,578 | 6.32% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||||
THE MITON UK MICRO CAP TRUST PLC |
2,631,578 |
|||
Proxy Voting: | ||||
10. Name of the proxy holder: | ||||
11. Number of voting rights proxy holder will cease to hold: |
||||
12. Date on which proxy holder will cease to hold voting rights: |
||||
13. Additional information: |
THE FIGURE OF 41,633,320 ORDINARY SHARES HAS BEEN USED AS THE DENOMINATOR FOR THIS CALCULATION. | |||
14. Contact name: | SIAN CONNOLLY | |||
15. Contact telephone number: | 0203 714 1479 | |||