Holding(s) in Company
For filings with the FSA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying ROLLS-ROYCE GROUP PLC
issuer of existing shares to which voting
rights are attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which voting
rights are attached
An acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s) subject to AXA S.A. 25 Avenue Matignon, 75008 Paris
the notification obligation: iii and its group of companies
4. Full name of shareholder(s) (if
different from 3.):iv
5. Date of the transaction and date 06/07/2009
on which the threshold is crossed or
reached: v
6. Date on which issuer notified: 07/07/2009
7. Threshold(s) that is/are crossed 5%
or reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after
of to the triggering the triggering
shares transaction transaction
if possible Number Number Number Number of % of voting
using of of of shares voting rights x
the ISIN Shares Voting rights
CODE Rights
Direct Direct xi Indirect Direct Indirect
xii
3283648 79,175,095 79,175,095 5,521,368 5,521,368 94,192,822 0.30 5.08
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period rights that may be rights
xiv acquired if the
instrument is
exercised/
converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date xvii Conversion rights instrument rights xix, xx
instrument period refers to
xviii
Nominal Delta
CFD 1,100,642 0.059
Total (A+B+C)
Number of voting rights Percentage of voting rights
100,814,832 5.43%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Name of Company Number of Shares % of issued share capital
Alliance Capital Management 1,384,900 0.07472
Direct
AXA 3,566,099 0.19241
Direct
AXA Colonia Konzern 10,000 0.00054
Direct
AXA Financial Inc 80,196,840 4.32704
Indirect
AXA Framlington 407,519 0.021987768
Indirect
AXA IM UK 1,661,011 0.09
Direct
AXA IM UK 13,539,463 0.730524395
Indirect
AXA Rosenberg 49,000 0.002643805
Indirect
Total Direct 6,622,010 0.35729
Total Indirect 94,192,822 5.08219
TOTAL 100,814,832 5.43948
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy
holder will cease to hold:
12. Date on which proxy holder will
cease to hold voting rights:
13. Additional information:
14. Contact name: KYERE TABIRI
15. Contact telephone number: 020 7003 1510
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal
entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for
legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information(e.g.
functional relationship with the person
or legal entity subject to the
notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.