For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Spectris plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | Yes | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the notification obligation: iii |
Massachusetts Financial Services Company | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
MFS invests in securities of the issuer on behalf of its various mutual funds and institutional account clients | ||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
4 November 2015 | ||||
6. Date on which issuer notified: | 5 November 2015 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
10% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0003308607 | 11,980,963 | 11,980,963 | 12,039,317 | 10.11% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
12,039,317 | 10.11% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Entity Voting Rights Held Percentage Held MFS Investment Management (LUX) SA 15,329.00 0.0129% MFS Investment Management Canada Ltd 35,814.00 0.0301% Massachusetts Financial Services Company 7,972,394.00 6.6972% MFS Heritage Trust Company 188,153.00 0.1581% MFS Institutional Advisors, Inc 479,433.00 0.4027% MFS international (UK) Ltd 3,330,302.00 2.7976% MFS Investment Management KK 17,892.00 0.0150% Notifiable Interest 12,039,317.00 10.1136% Vioting Rights Outstanding 119,041,121.00 |
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: |
N/A | |
12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
13. Additional information: |
||
14. Contact name: | ||
15. Contact telephone number: | ||
Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in sharesxxii | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) |
Massachusetts Financial Services Company |
Contact address (registered office for legal entities) |
111 Huntingdon Avenue, Boston, MA 02199, USA |
Phone number & email | 00 1 617 954 7283 |
Other useful information (at least legal representative for legal persons) |
Kathleen M White |
B: Identity of the notifier, if applicable | |
Full name | Claire Spencer, Assistant Company Secretary |
Contact address | Spectris plc, Heritage House, Church Road, Egham, Surrey TW20 9QD |
Phone number & email | 01784 470 470 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
C: Additional information | |
For notes on how to complete form TR-1 please see the FCA website. |