filings with the FSA include the annex | |
For filings with issuer exclude the annex |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Spectris plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights | Yes | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |
An event changing the breakdown of voting rights | No | |
Other (please specify): | No | |
3. Full name of person(s) subject to the notification obligation: iii | Royal London Asset Management Limited |
4. Full name of shareholder(s) (if different from 3.):iv | Registered Shareholder HSBC Global Custody Nominees (UK) Ltd Nominal 3,603,345 % 3.0271% |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 11 September 2015 |
6. Date on which issuer notified: | 14 September 2015 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 3% |
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rightsx |
|||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
GB0003308607 | 3,455,845 | 3,455,845 | 3,603,345 | 3,603,345 | N/A | 3.0271% | N/A | ||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
|
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
3,603,345 | 3.0271% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
See 4 above |
Proxy Voting: | |
10. Name of the proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information: | |
14. Contact name: | Antoinette Irvine antoinette.irvine@rlam.co.uk |
15. Contact telephone number: | 020 7506 6764 |
Note: Annex should only be submitted to the FSA not the issuer |
Annex: Notification of major interests in sharesxxii |
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities) |
Royal London Asset Management |
Contact address (registered office for legal entities) |
55 Gracechurch Street, London, EC3V 0RL |
Phone number & email | 020 7506 6764 |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable
Full name | Robert Martin, Deputy Company Secretary |
Contact address | Spectris plc, Heritage House, Church Road, Egham, Surrey, TW20 9QD |
Phone number & email | 01784 470 470 |
Other useful information(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information |
For notes on how to complete form TR-1 please see the FSA website.