TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: Strategic Equity Capital plc
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights yes
An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights are
attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the 1607 Capital Partners, LLC
notification obligation:
4. Full name of shareholder(s)
(if different from 3.): Northern Trust 2,672,272
Bny Mellon 2,103,995
State Street 938,604
5. Date of the transaction and date on
which the threshold is crossed or
reached: November 18, 2013
6. Date on which issuer notified: November 20, 2013
7. Threshold(s) that is/are crossed or
reached: 10%
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
if possible Number Number Number Number of voting % of voting rights
using of of of rights
the ISIN Shares Voting shares
CODE Rights
Direct Direct Indirect Direct Indirect
GB00B0BDCB21 5,964,871 5,964,871 5,714,871 9.60%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
None
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting rights
financial date Conversion instrument refers to
instrument period
Nominal Delta
None
Total (A+B+C)
Number of voting rights Percentage of voting rights
Same as A
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name:
15. Contact telephone number:
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Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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