TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: Strategic Equity Capital plc
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights are
attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights (share repurchase by the
issuer) x
Other (please specify):
3. Full name of person(s) subject to the Asserva Private Trust Company
notification obligation: Limited (as trustee of an
irrevocable discretionary
trust)
4. Full name of shareholder(s) Lynchwood Nominees Ltd. as
(if different from 3.): nominee for Growth Value
Securities Ltd.
5. Date of the transaction and date on
which the threshold is crossed or
reached: 3 July 2014
6. Date on which issuer notified: 7 July 2014
7. Threshold(s) that is/are crossed or
reached: 17%
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
if possible Number Number Number Number of voting % of voting rights
using of of of rights
the ISIN Shares Voting shares
CODE Rights
Direct Direct Indirect Direct Indirect
Ordinary
GB00B0BDCB21 9,818,227 9,818,227 n/a 9,818,227 n/a 17.17%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting
financial date Conversion instrument refers to rights
instrument period
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
9,818,227 17.17% (rounded)
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Growth Value Securities Ltd is a 100% owned subsidiary of Paramount-FinanzAG.
Paramount-Finanz AG is a 100% owned subsidiary of Hansa Aktiengesellschaft
which in turn is wholly owned by Asserva Private Trust Company Limited as
trustee of an irrevocable discretionary trust.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Kuno Sutter
15. Contact telephone number: +41 52 647 02 19
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