TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer Strategic Equity
of existing shares to which voting rights are Capital plc
attached:
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Brewin Dolphin Limited
notification obligation:
4. Full name of shareholder(s)
(if different from 3.):
5. Date of the transaction and date on
which the threshold is crossed or 10th April 2014
reached:
6. Date on which issuer notified: 11th April 2014
7. Threshold(s) that is/are crossed or 5%
reached:
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
Number Number Number Number of voting % of voting
if possible of of of shares rights rights
using Shares Voting
the ISIN Rights Direct Direct Indirect Direct Indirect
CODE
ORD GBP0.10
GB00B0BDCB21 Below 5% Below 5% n/a n/a 3,064,614 n/a 5.1455%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting rights % of voting
financial price date Conversion instrument refers to rights
instrument period
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
3,064,614 5.1455%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Indirect - Brewin Nominees (Channel Islands) Limited - 13,500 0.0227%
Indirect - Brewin Nominees Limited - 934,468 1.5690%
Indirect - Giltspur Nominees Limited - 1,276,992 2.1441%
Indirect - BDS Nominees Limited - 533,736 0.8961%
Indirect - Brewin Nominees Limited A/c Charity - 63,275 0.1062%
Indirect - Brewin Nominees Limited A/c Offbond - 156,268 0.2624%
Indirect - Brewin 1762 Nominees Limited - 86,375 0.1450%
GRAND TOTAL 3,064,614 5.1455%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
Figures based on shares in issue of 59,558,111 total
13. Additional information: shares. The indirect voting rights under (9) relate to
shares held in client portfolios, managed by those firms,
under discretionary investment management agreements.
14. Contact name: Graham Brabbs
15. Contact telephone number: 0191 230 7190
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Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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