Holding(s) in Company

TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES

(1). Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii): SVM UK Emerging Fund

           

(2). Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights: (X)

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: ( )

An event changing the breakdown of voting rights: ( )

Other (please specify) : ( )

(3). Full name of person(s) subject to the notification obligation (iii): Charles Stanley Group PLC

           

(4). Full name of shareholder(s) (if different from 3.) (iv): Charles Stanley & Co Ltd - Rock (Nominees) Ltd


(5). Date of the transaction and date on which the threshold is crossed or reached (v): 13 February 2017  

(6). Date on which issuer notified: 14 February 2017

           

(7). Threshold(s) that is/are crossed or reached: 5%

           

(8). Notified details:

A: Voting rights attached to shares (viii, ix)

Class/type of shares (if possible using the ISIN code):  GB0000684174

Situation previous to the triggering transaction:
     Number of Shares: 297,800
     Number of Voting rights: 297,800

Resulting situation after the triggering transaction:
     Number of shares: 
          Direct:
     Number of voting rights:
          Direct (xi):
          Indirect (xii):  327,800

% of voting rights (x):
     Direct: 5.46%
     Indirect: 

B. Qualifying Financial Instruments

Resulting situation after the triggering transaction:

Type of financial instrument: 

Expiration date (xiii): 

Exercise/Conversion Period (xiv): 

Number of voting rights that may be acquired if the instrument is exercised/converted: 

% of voting rights: 

C. Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
 

Resulting situation after the triggering transaction:
 

Type of financial instrument:
 

Exercise price:

Expiration date (xvii):

Exercise/Conversion period (xviii):

Number of voting rights instrument refers to:

% of voting rights (xix, xx):

Nominal:

Delta:

Total (A + B + C):

Number of voting rights:  327,800

% of voting rights:  5.46%


(9). Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xxi): Rock (Nominees) Limited - Charles Stanley & Co Ltd - Charles Stanley Group PLC is the holding company of the above



Proxy Voting:

(10). Name of the proxy holder:

           

(11). Number of voting rights proxy holder will cease to hold:

           

(12). Date on which proxy holder will cease to hold voting rights:

           

(13). Additional information:              

           

(14). Contact name:  

           

(15). Contact telephone number:

           


Date: 14 February 2017