NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete boxes 1 to
16, 23 and 24.
(2) An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14,
16, 23 and 24.
(3) An issuer making a notification in respect of options granted to
a director/person discharging managerial responsibilities should complete boxes
1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer 2. State whether the notification
relates to (i) a transaction
notified in accordance with DR
3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a
disclosure made in accordance with
section 324 (as extended by
section 328) of the Companies Act
1985; or
(iii) both (i) and (ii)
Tullett Prebon plc (i)
3. Name of person discharging 4. State whether notification relates
managerial responsibilities/ to a person connected with a
director person discharging managerial
responsibilities/director named in
3 and identify the connected
person
Anthony Verrier N/A
5. Indicate whether the 6. Description of shares (including
notification is in respect of a class), debentures or derivatives
holding of the person referred or financial instruments relating
to in 3 or 4 above or in respect to shares
of a non-beneficial interest
Holding Ordinary shares of £0.25 each.
7. Name of registered shareholders 8 State the nature of the
(s) and, if more than one, the transaction
number of shares held by each of
them
Anthony Verrier Disposal
9. Number of shares, debentures or 10. Percentage of issued class
financial instruments relating acquired (treasury shares of that
to shares acquired class should not be taken into
account when calculating
percentage)
N/A N/A
11. Number of shares, debentures or 12. Percentage of issued class
financial instruments relating disposed (treasury shares of that
to shares disposed class should not be taken into
account when calculating
percentage)
3,480 0.001%
13. Price per share or value of 14. Date and place of transaction
transaction
£4.6125 20/11/2007 UK
15. Total holding following 16. Date issuer informed of
notification and total transaction
percentage holding following
notification (any treasury
shares should not be taken into
account when calculating
percentage)
24,311 0.01% 20/11/2007
(Company Secretary advised 12/12/
2007; RNS announcement released on
being advised of the transaction)
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant 18. Period during which or date on
which it can be exercised
19. Total amount paid (if any) for 20. Description of shares or
grant of the option debentures involved (class and
number)
21. Exercise price (if fixed at time 22. Total number of shares or
of grant) or indication that debentures over which options
price is to be fixed at the time held following notification
of exercise
23. Any additional information 24. Name of contact and telephone
number for queries
Name and signature of duly authorised officer of issuer responsible for
making notification
Alistair Peel
Company Secretary
Date of notification 13/12/2007
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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