TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are TULLETT PREBON PLC
attached:
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s) subject to the CREDIT SUISSE GROUP AG
notification obligation:
4. Full name of shareholder(s) CREDIT SUISSE SECURITIES (EUROPE) LTD
(if different from 3.):
CREDIT SUISSE ASSET MANAGEMENT LLC
5. Date of the transaction and date on
which the threshold is crossed or 11/03/2011
reached:
6. Date on which issuer notified: 14/03/11
7. Threshold(s) that is/are crossed or 5%
reached:
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible Number Number Number Number of voting % of voting rights
using of of of shares rights
the ISIN CODE Shares Voting
Rights Direct Direct Indirect Direct Indirect
ORD
GB00B1H0DZ51 Not Not N/A N/A 10,801,005 N/A 5.0164%
reportable reportable
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may be rights
acquired if the
instrument is
exercised/ converted.
N/A
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date Conversion rights instrument
period refers to
Nominal Delta
N/A
Total (A+B+C)
Number of voting rights Percentage of voting rights
10,801,005 5.0164%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
1. Credit Suisse Group AG
2. Credit Suisse AG
2.1. Credit Suisse Securities (Europe) Ltd
2.2. Credit Suisse Asset Management LLC
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Anthony Allen/ Liane Agostini
15. Contact telephone number: +44 (0) 20 7888 5416/ 3599
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities) Credit Suisse Group AG
Contact address
(registered office for legal entities) One Cabot Square, London E14 4QJ
Phone number & email
020 7883 5416 Anthony.Allen@credit-suisse.com
Other useful information
(at least legal representative for legal Anthony Allen
persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the
person or legal entity subject to the
notification obligation)
C: Additional information
Our ref: 1353535
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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