TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer of existing Tullett
shares to which voting rights are attached: Prebon plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights
are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Lloyds Banking Group plc
notification obligation:
4. Full name of shareholder(s) (if different from See Section 9.
3.):
5. Date of the transaction and date on which the 17 November 2009
threshold is crossed or reached:
6. Date on which issuer notified: 18 November 2009
7. Threshold(s) that is/are crossed or reached: Direct/indirect holdings
increased to above 11%
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible Number Number Number Number of voting % of voting
using of of of rights rights
the ISIN CODE Shares Voting shares
Rights
Direct Direct Indirect Direct Indirect
Ord 25p Shares
23,299,514 23,299,514 369,797 369,797 23,435,194 0.172% 10.884%
GB00B1H0DZ51
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that may be rights
Period acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights
instrument period rights
instrument
refers to
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
23,804,991 11.056%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
23,643,545 shares (10.981%) are under the control of Scottish Widows
Investment Partnership Ltd, a wholly owned subsidiary of Scottish Widows Group
Ltd, a wholly owned subsidiary of Lloyds TSB Bank plc, a wholly owned
subsidiary of Lloyds Banking Group plc (Indirect Interests).
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional Notification using the Total Voting Rights figure of
information: 215,313,584
14. Contact name: Matthew Wilson
15. Contact telephone 0113 235 7729
number:
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Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
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Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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