Holding(s) in Company

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi                                         
                                                                                        
                                                                                        
                                                                                        
1. Identity of the issuer or the underlying issuer                                      
of existing shares to which voting rights are                                           
attached:ii                                                   Electra Private Equity plc
                                                                                        
2 Reason for the notification (please tick the appropriate box or boxes):               
                                                                                        
An acquisition or disposal of voting rights                                            X
                                                                                        
An acquisition or disposal of qualifying financial instruments which may result         
in the acquisition of shares already issued to which voting rights are attached         
                                                                                        
An acquisition or disposal of instruments with similar economic effect to               
qualifying financial instruments                                                        
                                                                                        
An event changing the breakdown of voting rights                                        
                                                                                        
Other (please specify):                           Confirmation of current position      
                                                                                        
3. Full name of person(s) subject to the             Prudential plc group of companies  
notification obligation:iii                                                             
                                                                                        
4. Full name of shareholder(s)                             See attached schedule        
 (if different from 3.):iv                                                              
                                                                                        
                                                                                        
5. Date of the transaction and date on                          23 June 2011            
which the threshold is crossed or                                                       
reached: v                                                                              
                                                                                        
6. Date on which issuer notified:                               24 June 2011            
                                                                                        
7. Threshold(s) that is/are crossed or                          See item 13             
reached: vi, vii                                                                        
                                                                                        


 

8. Notified details:                                                                    
                                                                                        
A: Voting rights attached to shares viii, ix                                            
                                                                                        
Class/type   Situation previous     Resulting situation after the triggering transaction
of           to the triggering                                                          
shares       transaction                                                                
                                                                                        
             Number     Number      Number       Number of voting   % of  voting rights 
if possible  of         of          of shares    rights             x                   
using        Shares     Voting                                                          
the ISIN                Rights      Direct       Direct xi Indirect Direct  Indirect    
CODE                                                       xii                          
                                                                                        
                                                                                        
                                                                                        
Ordinary                                                                                
Shares       2,547,609  2,547,609   2,544,094    2,542,269 1,825    7.19%   0.01%       
                                                                                        
GB0003085445                                                                            
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
B: Qualifying Financial Instruments                                                     
                                                                                        
Resulting situation after the triggering transaction                                    
                                                                                        
Type of        Expiration   Exercise/             Number of voting         % of voting  
financial      date xiii    Conversion Period xiv rights that may be       rights       
instrument                                        acquired if the                       
                                                  instrument is                         
                                                  exercised/ converted.                 
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
C: Financial Instruments with similar economic effect to Qualifying Financial           
Instruments xv, xvi                                                                     
                                                                                        
Resulting situation after the triggering transaction                                    
                                                                                        
Type of       Exercise  Expiration Exercise/     Number of voting      % of voting      
financial     price     date xvii  Conversion    rights instrument     rights xix, xx   
instrument                         period xviii  refers to                              
                                                                                        
                                                                                        
                                                                                        
5%                                                                                      
Convertible                                      288,315               Nominal Delta     
Bond          N/A       N/A        N/A                                                  
                                                                                        
GB00B5B0NW64                                                                  0.84%     
                                                                                        
                                                                                        
                                                                                        
Total (A+B+C)                                                                           
                                                                                        
Number of voting rights                  Percentage of voting rights                    
                                                                                        
2,842,409                                8.04%                                          
                                                                                        


 

9. Chain of controlled undertakings through which the voting rights and/or the          
financial instruments are effectively held, if applicable: xxi                          
                                                                                        
Prudential plc (parent Company)                                                         
                                                                                        
M&G Group Limited (wholly owned subsidiary of Prudential plc)                           
                                                                                        
M&G Limited (wholly owned subsidiary of M&G Group Limited)                              
                                                                                        
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)              
                                                                                        
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential         
plc)                                                                                    
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
Proxy Voting:                                                                           
                                                                                        
                                                                                        
10. Name of the proxy holder:                                                           
                                                    N/A                                 
                                                                                        
11. Number of voting rights proxy holder will cease                                     
to hold:                                                                                
                                                    N/A                                 
                                                                                        
12. Date on which proxy holder will cease to hold                                       
voting rights:                                                                          
                                                    N/A                                 
                                                                                        
                                                                                        
                                                                                        
                              The trigger for this notification is the movement from    
13. Additional information:   8.02% to 7.96% in the non-exempt holding, which makes up  
                              part of the 8.04% notifiable interest.                    
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
14. Contact name:             Eleanor Cranmer                                           
                                                                                        
                              Frostrow Capital LLP                                      
                                                                                        
                                                                                        
15. Contact telephone number:                                                           
                              020 3008 4613                                             
                                                                                        

 

 


                        Notifiable Position Report for                         

                          ELECTRA PRIVATE EQUITY PLC                           

                              as at 23 June 2011                               

 

 

Percentage holdings are calculated using 35,338,687 Total Voting Rights

 

                      Registered      Holding    Voting    %                   
                      Holder                     Rights    Voting              
                                                           Rights              
                                                                               
                                                                               
Prudential                                       2,842,409    8.04 Total       
plc                                                                Notifiable  
                                                                   Interest    
                                                                               
ORD GBP0.25   0308544                  2,544,094 2,544,094    7.19             
                                                                               
                                                                               
                                                                               
Holding Type          NORTRUST                                                 
:                     NOMINEE LTD A/C                                          
                      MHF01                                                    
Direct                                                                         
                      NORTRUST NOMS        9,264     9,264                     
                      LTD                                                      
                                                                               
                      PRUCLT HSBC GIS                                          
                      NOM(UK) PAC AC       3,088     3,088                     
                                                                               
                      PRUCLT HSBC GIS                                          
                      NOM(UK) PPL AC                                           
                                       2,496,158 2,496,158                     
                                                                               
                                                                               
                      Sub Total :                                              
                                          33,759    33,759                     
                                                                               
                                                                               
                                                                               
                                       2,542,269 2,542,269                     
                                                                               
                                                                               
                                                                               
Holding Type          PRUDENTIAL                                               
:                     HOLBORN                                                  
                      PENSIONS LD                                              
Indirect                                                                       
                                           1,825     1,825                     
                                                                               
                      Sub Total :                                              
                                                                               
                                           1,825     1,825                     
                                                                               
                                                                               
                                                                               
                                                                               
                                                                               
5% SUB CNV 29 B5B0NW6                 14,222,000   298,315    0.84             
/12/17                                                                         
GBP1000                                                                        
                                                                               
Holding Type          GCON               700,000    14,683                     
:                                                                              
                      PRUCLT HSBC GIS                                          
Direct                NOM(UK) PAC AC                                           
                                      13,522,000   283,632                     
                                                                               
                                                                               
                      Sub Total :                                              
                                      14,222,000   298,315                     
                                                                               
                                                                               
                                                                               

 


                        Notifiable Position Report for                         

                          ELECTRA PRIVATE EQUITY PLC                           

                              as at 23 June 2011                               

 

 

Percentage holdings are calculated using 35,338,687 Total Voting Rights

 

                          Registered Holder   Holding    Voting    % Voting    
                                                         Rights    Rights      
                                                                               
                                                                               
                                                                               
M&G Group Limited                                        2,840,584       8.03  
                                                                               
                                                                               
                                                                               
ORD GBP0.25       0308544                      2,542,269 2,542,269       7.19  
                                                                               
                                                                               
                                                                               
                          NORTRUST NOMINEE                                     
                          LTD A/C MHF01                                        
                                                   9,264     9,264             
                          NORTRUST NOMS LTD                                    
                                                   3,088     3,088             
                          PRUCLT HSBC GIS NOM                                  
                          (UK) PAC AC                                          
                                                                               
                          PRUCLT HSBC GIS NOM  2,496,158 2,496,158             
                          (UK) PPL AC                                          
                                                                               
                                                                               
                                                  33,759    33,759             
                                                                               
                                                                               
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/ B5B0NW6                     14,222,000   298,315       0.84  
17 GBP1000                                                                     
                                                                               
                                                                               
                          GCON                   700,000    14,683             
                                                                               
                          PRUCLT HSBC GIS NOM                                  
                          (UK) PAC AC                                          
                                              13,522,000   283,632             
                                                                               
                                                                               
                                                                               

 

 


                        Notifiable Position Report for                         

                          ELECTRA PRIVATE EQUITY PLC                           

                              as at 23 June 2011                               

 

 

Percentage holdings are calculated using 35,338,687 Total Voting Rights

 

                            Registered Holder  Holding    Voting    % Voting   
                                                          Rights    Rights     
                                                                               
                                                                               
                                                                               
M&G Investment                                            2,831,320      8.01  
Management Limited                                                             
                                                                               
                                                                               
                                                                               
ORD GBP0.25         0308544                     2,533,005 2,533,005      7.16  
                                                                               
                                                                               
                                                                               
                            NORTRUST NOMS LTD                                  
                                                                               
                            PRUCLT HSBC GIS         3,088     3,088            
                            NOM(UK) PAC AC                                     
                                                                               
                            PRUCLT HSBC GIS                                    
                            NOM(UK) PPL AC      2,496,158 2,496,158            
                                                                               
                                                                               
                                                                               
                                                   33,759    33,759            
                                                                               
                                                                               
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/17 B5B0NW6                    14,222,000   298,315      0.84  
GBP1000                                                                        
                                                                               
                                                                               
                            GCON                  700,000    14,683            
                                                                               
                            PRUCLT HSBC GIS                                    
                            NOM(UK) PAC AC                                     
                                               13,522,000   283,632            
                                                                               
                                                                               
                                                                               

 


                        Notifiable Position Report for                         

                          ELECTRA PRIVATE EQUITY PLC                           

                              as at 23 June 2011                               

 

 

Percentage holdings are calculated using 35,338,687 Total Voting Rights

 

                               Registered       Holding    Voting    % Voting  
                               Holder                      Rights    Rights    
                                                                               
                                                                               
                                                                               
M&G Limited                                                2,840,584     8.03  
                                                                               
                                                                               
                                                                               
ORD GBP0.25            0308544                   2,542,269 2,542,269     7.19  
                                                                               
                                                                               
                                                                               
                               NORTRUST NOMINEE                                
                               LTD A/C MHF01                                   
                                                     9,264     9,264           
                               NORTRUST NOMS                                   
                               LTD                                             
                                                                               
                               PRUCLT HSBC GIS       3,088     3,088           
                               NOM(UK) PAC AC                                  
                                                                               
                               PRUCLT HSBC GIS                                 
                               NOM(UK) PPL AC    2,496,158 2,496,158           
                                                                               
                                                                               
                                                                               
                                                    33,759    33,759           
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/17    B5B0NW6                  14,222,000   298,315     0.84  
GBP1000                                                                        
                                                                               
                                                                               
                               GCON                700,000    14,683           
                                                                               
                               PRUCLT HSBC GIS                                 
                               NOM(UK) PAC AC                                  
                                                13,522,000   283,632           
                                                                               
                                                                               
                                                                               
The Prudential                                             2,813,549     7.96  
Assurance Company                                                              
Limited                                                                        
                                                                               
                                                                               
                                                                               
ORD GBP0.25            0308544                   2,529,917 2,529,917     7.15  
                                                                               
                                                                               
                                                                               
                               PRUCLT HSBC GIS                                 
                               NOM(UK) PAC AC                                  
                                                 2,496,158 2,496,158           
                               PRUCLT HSBC GIS                                 
                               NOM(UK) PPL AC                                  
                                                                               
                                                    33,759    33,759           
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/17    B5B0NW6                  13,522,000   283,632     0.80  
GBP1000                                                                        
                                                                               
                                                                               
                               PRUCLT HSBC GIS                                 
                               NOM(UK) PAC AC                                  
                                                13,522,000   283,632