Holding(s) in Company
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Electra Private Equity plc
attached:ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify): Change in Delta Adjusted Voting rights caused this X
notification
3. Full name of person(s) subject to the Prudential plc group of companies
notification obligation:iii
4. Full name of shareholder(s) See attached schedule
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or 16 December 2011
reached: v
6. Date on which issuer notified: 19 December 2011
7. Threshold(s) that is/are crossed or See item 13
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible Number Number Number Number of voting % of voting rights
using of of of shares rights x
the ISIN CODE Shares Voting
Rights Direct Direct xi Indirect Direct Indirect
xii
GB0003085445 2,544,720 2,544,720 2,544,720 2,542,895 1,825 7.20% 0.52%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting rights % of voting
financial price date xvii Conversion instrument refers to rights xix, xx
instrument period xviii
5%
Convertible Nominal Delta
Bond N/A N/A N/A
184,796
GB00B5B0NW64 0.52%
Total (A+B+C)
Number of voting rights Percentage of voting rights
2,729,516 7.72%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Prudential plc (parent Company)
M&G Group Limited (wholly owned subsidiary of Prudential plc)
M&G Limited (wholly owned subsidiary of M&G Group Limited)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential
plc)
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease N/A
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights:
13. Additional
information: As per 5.1.2, the non-exempt holdings for Prudential plc have moved
from 8% to 7% triggering this notification.
14. Contact name: Eleanor Cranmer, Frostrow Capital LLP
15. Contact 020 3008 4613
telephone number:
Notifiable Position Report for
ELECTRA PRIVATE EQUITY PLC
as at 16 December 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holding Voting %
Holder Rights Voting
Rights
Prudential 2,729,516 7.72 Total
plc Notifiable
Interest
ORD GBP0.25 0308544 2,544,720 2,544,720 7.20
Holding Type PRUCLT HSBC GIS
: NOM(UK) PAC AC
2,496,158 2,496,158
Direct PRUCLT HSBC GIS
NOM(UK) PPL AC
STATE STREET 34,385 34,385
NOMS LTD A/C
GMB7
STATE STREET
NOMS LTD A/C
GMIF 3,088 3,088
Sub Total :
9,264 9,264
2,542,895 2,542,895
Holding Type PRUDENTIAL
: HOLBORN
PENSIONS LD
Indirect
1,825 1,825
Sub Total :
1,825 1,825
5% SUB CNV 29 B5B0NW6 10,494,000 184,796 0.52
/12/17
GBP1000
Holding Type PRUCLT HSBC GIS
: NOM(UK) PAC AC
10,494,000 184,796
Direct
Sub Total :
10,494,000 184,796
Notifiable Position Report for
ELECTRA PRIVATE EQUITY PLC
as at 16 December 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holder Holding Voting % Voting
Rights Rights
M&G Group Limited 2,727,691 7.71
ORD GBP0.25 0308544 2,542,895 2,542,895 7.19
PRUCLT HSBC GIS NOM
(UK) PAC AC
2,496,158 2,496,158
PRUCLT HSBC GIS NOM
(UK) PPL AC
STATE STREET NOMS 34,385 34,385
LTD A/C GMB7
STATE STREET NOMS
LTD A/C GMIF 3,088 3,088
9,264 9,264
5% SUB CNV 29/12/ B5B0NW6 10,494,000 184,796 0.52
17 GBP1000
PRUCLT HSBC GIS NOM
(UK) PAC AC
10,494,000 184,796
M&G Investment 2,718,427 7.69
Management Limited
ORD GBP0.25 0308544 2,533,631 2,533,631 7.16
PRUCLT HSBC GIS NOM
(UK) PAC AC
2,496,158 2,496,158
PRUCLT HSBC GIS NOM
(UK) PPL AC
STATE STREET NOMS 34,385 34,385
LTD A/C GMB7
3,088 3,088
5% SUB CNV 29/12/17 B5B0NW6 10,494,000 184,796 0.52
GBP1000
PRUCLT HSBC GIS NOM
(UK) PAC AC
10,494,000 184,796
Notifiable Position Report for
ELECTRA PRIVATE EQUITY PLC
as at 16 December 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holding Voting % Voting
Holder Rights Rights
M&G Limited 2,727,691 7.71
ORD GBP0.25 0308544 2,542,895 2,542,895 7.19
PRUCLT HSBC GIS
NOM(UK) PAC AC
2,496,158 2,496,158
PRUCLT HSBC GIS
NOM(UK) PPL AC
STATE STREET 34,385 34,385
NOMS LTD A/C
GMB7
STATE STREET 3,088 3,088
NOMS LTD A/C
GMIF
9,264 9,264
5% SUB CNV 29/12/17 B5B0NW6 10,494,000 184,796 0.52
GBP1000
PRUCLT HSBC GIS
NOM(UK) PAC AC
10,494,000 184,796
The Prudential 2,715,339 7.68
Assurance Company
Limited
ORD GBP0.25 0308544 2,530,543 2,530,543 7.16
PRUCLT HSBC GIS
NOM(UK) PAC AC
2,496,158 2,496,158
PRUCLT HSBC GIS
NOM(UK) PPL AC
34,385 34,385
5% SUB CNV 29/12/17 B5B0NW6 10,494,000 184,796 0.52
GBP1000
PRUCLT HSBC GIS
NOM(UK) PAC AC
10,494,000 184,796
Latest directors dealings
- 1 minute ago Manchester & London Investment Trust
- 18 minutes ago Associated British Foods
- 40 minutes ago Centaur Media
- 1 hour ago Wizz Air Holdings
- 1 hour ago Trifast