Holding(s) in Company

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi                                             
                                                                                            
                                                                                            
                                                                                            
1. Identity of the issuer or the underlying issuer                                          
of existing shares to which voting rights are             Electra Private Equity plc        
attached:ii                                                                                 
                                                                                            
2 Reason for the notification (please tick the appropriate box or boxes):                   
                                                                                            
An acquisition or disposal of voting rights                                                 
                                                                                            
An acquisition or disposal of qualifying financial instruments which may result             
in the acquisition of shares already issued to which voting rights are attached             
                                                                                            
An acquisition or disposal of instruments with similar economic effect to                   
qualifying financial instruments                                                            
                                                                                            
An event changing the breakdown of voting rights                                            
                                                                                            
Other (please       Change of custodian                                                X    
specify):                                                                                   
                                                                                            
3. Full name of person(s) subject to the           Prudential plc group of companies        
notification obligation:iii                                                                 
                                                                                            
4. Full name of shareholder(s)                           See attached schedule              
 (if different from 3.):iv                                                                  
                                                                                            
5. Date of the transaction and date on                                                      
which the threshold is crossed or                           03 October 2011                 
reached: v                                                                                  
                                                                                            
6. Date on which issuer notified:                           06 October 2011                 
                                                                                            
7. Threshold(s) that is/are crossed or                        See item 13                   
reached: vi, vii                                                                            
                                                                                            


 

8. Notified details:                                                                                   
                                                                                                       
A: Voting rights attached to shares viii, ix                                                           
                                                                                                       
Class/type of    Situation previous         Resulting situation after the triggering transaction       
shares           to the triggering                                                                     
                 transaction                                                                           
                                                                                                       
if possible      Number        Number       Number      Number of voting      % of  voting rights x    
using            of            of           of shares   rights                                         
the ISIN CODE    Shares        Voting                                                                  
                               Rights       Direct      Direct xi   Indirect  Direct        Indirect   
                                                                    xii                                
                                                                                                       
  GB0003085445     2,544,720    2,544,720    2,544,720   2,542,895    1,825      7.20%         0.01%   
                                                                                                       
                                                                                                       
                                                                                                       
                                                                                                       
                                                                                                       
B: Qualifying Financial Instruments                                                                    
                                                                                                       
Resulting situation after the triggering transaction                                                   
                                                                                                       
Type of financial       Expiration  Exercise/               Number of voting         % of voting       
instrument              date xiii   Conversion Period xiv   rights that may be       rights            
                                                            acquired if the                            
                                                            instrument is                              
                                                            exercised/ converted.                      
                                                                                                       
                                                                                                       
                                                                                                       
                                                                                                       
                                                                                                       
C: Financial Instruments with similar economic effect to Qualifying Financial                          
Instruments xv, xvi                                                                                    
                                                                                                       
Resulting situation after the triggering transaction                                                   
                                                                                                       
Type of financial  Exercise    Expiration Exercise/     Number of voting rights  % of voting rights    
instrument         price       date xvii  Conversion    instrument refers to     xix, xx               
                                          period xviii                                                 
                                                                                                       
                                                                                                       
  5% Convertible                                                                                       
       Bond                                                                      Nominal       Delta   
                       N/A        N/A          N/A                                                     
   GB00B5B0NW64                                                 164,873                                
                                                                                                0.46%  
                                                                                                       
                                                                                                       
                                                                                                       
Total (A+B+C)                                                                                          
                                                                                                       
Number of voting rights                            Percentage of voting rights                         
                                                                                                       
2,709,593                                          7.66%                                               
                                                                                                       


 

9. Chain of controlled undertakings through which the voting rights and/or the            
financial instruments are effectively held, if applicable: xxi                            
                                                                                          
Prudential plc (parent Company)                                                           
                                                                                          
M&G Group Limited (wholly owned subsidiary of Prudential plc)                             
                                                                                          
M&G Limited (wholly owned subsidiary of M&G Group Limited)                                
                                                                                          
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)                
                                                                                          
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential           
plc)                                                                                      
                                                                                          
                                                                                          
                                                                                          
                                                                                          
                                                                                          
                                                                                          
                                                                                          
                                                                                          
                                                                                          
Proxy Voting:                                                                             
                                                                                          
10. Name of the proxy holder:                                           N/A               
                                                                                          
11. Number of voting rights proxy holder will cease                     N/A               
to hold:                                                                                  
                                                                                          
12. Date on which proxy holder will cease to hold                       N/A               
voting rights:                                                                            
                                                                                          
                                                                                          
                                                                                          
                                            Following a change of custodian for a large   
13. Additional information:                 number of funds managed by M&G, the           
                                            registration details have changed and are now 
                                            as detailed on the attached report. No other  
                                            material changes have taken place             
                                                                                          
                                            Eleanor Cranmer                               
14. Contact name:                                                                         
                                            Frostrow Capital LLP                          
                                                                                          
15. Contact telephone number:               020 3008 4613                                 
                                                                                          

 

 

 

Notifiable Position Report for

ELECTRA PRIVATE EQUITY PLC

as at 4 October 2011

 

 

Percentage holdings are calculated using 35,340,391 Total Voting Rights

 

                     Registered     Holding    Voting      %                  
                     Holder                    Rights      Voting             
                                                           Rights             
                                                                              
                                                                              
Prudential                                     2,709,593   7.66    Total      
plc                                                                Notifiable 
                                                                   Interest   
                                                                              
ORD GBP0.25 0308544                 2,544,720  2,544,720   7.20               
                                                                              
                                                                              
                                                                              
Holding              PRUCLT HSBC                                              
Type :               GIS NOM(UK)                                              
                     PAC AC         2,496,158  2,496,158                      
Direct                                                                        
                     PRUCLT HSBC                                              
                     GIS NOM(UK)                                              
                     PPL AC         34,385     34,385                         
                                                                              
                     STATE STREET                                             
                     NOMS LTD A/C                                             
                     GMB7                                                     
                                                                              
                     STATE STREET   3,088      3,088                          
                     NOMS LTD A/C                                             
                     GMIF                                                     
                                                                              
                                                                              
                                                                              
                     Sub Total :    9,264      9,264                          
                                                                              
                                                                              
                                                                              
                                    2,542,895  2,542,895                      
                                                                              
                                                                              
                                                                              
Holding              PRUDENTIAL                                               
Type :               HOLBORN                                                  
                     PENSIONS LD                                              
Indirect                                                                      
                                    1,825      1,825                          
                                                                              
                     Sub Total :                                              
                                                                              
                                    1,825            1,825                    
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
5% SUB CNV  B5B0NW6                 12,472,000 164,873     0.46               
29/12/17                                                                      
GBP1000                                                                       
                                                                              
Holding              PRUCLT HSBC                                              
Type :               GIS NOM(UK)                                              
                     PAC AC         12,101,000 159,969                        
Direct                                                                        
                     STATE STREET                                             
                     NOMS LTD A/C                                             
                     MGRU                                                     
                                                                              
                                    371,000    4,904                          
                                                                              
                     Sub Total :                                              
                                                                              
                                    12,472,000 164,873                        
                                                                              
                                                                              
                                                                              

 


Notifiable Position Report for

ELECTRA PRIVATE EQUITY PLC

as at 4 October 2011

 

 

Percentage holdings are calculated using 35,340,391 Total Voting Rights

 

                             Registered Holder               Holding      Voting Rights  % Voting                
                                                                                         Rights                  
                                                                                                                 
                                                                                                                 
M&G Group Limited                                                         2,707,768      7.66                    
                                                                                                                 
                                                                                                                 
                                                                                                                 
ORD GBP0.25       0308544                                    2,542,895    2,542,895      7.19                    
                                                                                                                 
                                                                                                                 
                                                                                                                 
                             PRUCLT HSBC GIS NOM(UK) PAC AC                                                      
                                                                                                                 
                             PRUCLT HSBC GIS NOM(UK) PPL AC  2,496,158    2,496,158                              
                                                                                                                 
                             STATE STREET NOMS LTD A/C GMB7                                                      
                                                                                                                 
                             STATE STREET NOMS LTD A/C GMIF  34,385       34,385                                 
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                             3,088        3,088                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                             9,264        9,264                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                                                                                 
5% SUB CNV 29/12/ B5B0NW6                                    12,472,000   164,873        0.46                    
17 GBP1000                                                                                                       
                                                                                                                 
                                                                                                                 
                             PRUCLT HSBC GIS NOM(UK) PAC AC                                                      
                                                                                                                 
                             STATE STREET NOMS LTD A/C MGRU  12,101,000   159,969                                
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                             371,000      4,904                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 

 

 


Notifiable Position Report for

ELECTRA PRIVATE EQUITY PLC

as at 4 October 2011

 

 

Percentage holdings are calculated using 35,340,391 Total Voting Rights

 

                                 Registered Holder           Holding      Voting Rights  % Voting                
                                                                                         Rights                  
                                                                                                                 
                                                                                                                 
M&G Investment                                                            2,698,504      7.63                    
Management Limited                                                                                               
                                                                                                                 
                                                                                                                 
                                                                                                                 
ORD GBP0.25            0308544                               2,533,631    2,533,631      7.16                    
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                 PRUCLT HSBC GIS NOM(UK) PAC                                                     
                                 AC                                                                              
                                                             2,496,158    2,496,158                              
                                 PRUCLT HSBC GIS NOM(UK) PPL                                                     
                                 AC                                                                              
                                                                                                                 
                                 STATE STREET NOMS LTD A/C   34,385       34,385                                 
                                 GMB7                                                                            
                                                                                                                 
                                                                                                                 
                                                             3,088        3,088                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                                                                                 
5% SUB CNV 29/12/17    B5B0NW6                               12,472,000   164,873        0.46                    
GBP1000                                                                                                          
                                                                                                                 
                                                                                                                 
                                 PRUCLT HSBC GIS NOM(UK) PAC                                                     
                                 AC                                                                              
                                                             12,101,000   159,969                                
                                 STATE STREET NOMS LTD A/C                                                       
                                 MGRU                                                                            
                                                                                                                 
                                                             371,000      4,904                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 

 


Notifiable Position Report for

ELECTRA PRIVATE EQUITY PLC

as at 4 October 2011

 

 

Percentage holdings are calculated using 35,340,391 Total Voting Rights

 

                                 Registered Holder           Holding      Voting Rights  % Voting                
                                                                                         Rights                  
                                                                                                                 
                                                                                                                 
M&G Limited                                                               2,707,768      7.66                    
                                                                                                                 
                                                                                                                 
                                                                                                                 
ORD GBP0.25            0308544                               2,542,895    2,542,895      7.19                    
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                 PRUCLT HSBC GIS NOM(UK) PAC                                                     
                                 AC                                                                              
                                                             2,496,158    2,496,158                              
                                 PRUCLT HSBC GIS NOM(UK) PPL                                                     
                                 AC                                                                              
                                                                                                                 
                                 STATE STREET NOMS LTD A/C   34,385       34,385                                 
                                 GMB7                                                                            
                                                                                                                 
                                 STATE STREET NOMS LTD A/C                                                       
                                 GMIF                        3,088        3,088                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                                             9,264        9,264                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 
5% SUB CNV 29/12/17    B5B0NW6                               12,472,000   164,873        0.46                    
GBP1000                                                                                                          
                                                                                                                 
                                                                                                                 
                                 PRUCLT HSBC GIS NOM(UK) PAC                                                     
                                 AC                                                                              
                                                             12,101,000   159,969                                
                                 STATE STREET NOMS LTD A/C                                                       
                                 GMB7                                                                            
                                                                                                                 
                                                             371,000      4,904                                  
                                                                                                                 
                                                                                                                 
                                                                                                                 
The Prudential                                                            2,690,512      7.61                    
Assurance Company                                                                                                
Limited                                                                                                          
                                                                                                                 
                                                                                                                 
                                                                                                                 
ORD GBP0.25            0308544                               2,530,543    2,530,543      7.16                    
                                                                                                                 
                                                                                                                 
                                                                                                                 
                                 PRUCLT HSBC GIS NOM(UK) PAC                                                     
                                 AC                                                                              
                                                             2,496,158    2,496,158                              
                                 PRUCLT HSBC GIS NOM(UK) PPL                                                     
                                 AC                                                                              
                                                                                                                 
                                                             34,385       34,385                                 
                                                                                                                 
                                                                                                                 
                                                                                                                 
5% SUB CNV 29/12/17    B5B0NW6                               12,101,000   159,969        0.45                    
GBP1000                                                                                                          
                                                                                                                 
                                                                                                                 
                                 PRUCLT HSBC GIS NOM(UK) PAC                                                     
                                 AC                                                                              
                                                             12,101,000   159,969