For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Weiss Korea Opportunity Fund Ltd Sedol B933LL6 |
||||
2. Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights : Pur 250,000 shares | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the notification obligation: iii |
EdenTree Investment Management Limited | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
|||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
4 May 2018 | ||||
6. Date on which issuer notified: | 10 May 2018 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
5% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GG00B933LL68 | 4,350,000.00 | 4,350,000.00 | 4,350,000.00 | |||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
4,350,000.00 | 5.15% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: |
||
12. Date on which proxy holder will cease to hold voting rights: |
||
13. Additional information: |
||
14. Contact name: | Jenny Nolan | |
15. Contact telephone number: | 0207 6807623 | |
Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in sharesxxii | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) |
EdenTree Investment Management Limited |
Contact address (registered office for legal entities) |
Beaufort House Brunswick Road Gloucester GL1 1JZ |
Phone number & email | Tel : 0207 5287364 www.edentreeim.com |
Other useful information (at least legal representative for legal persons) |
|
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
C: Additional information | |
For notes on how to complete form TR-1 please see the FCA website. |