NOTIFICATION OF MAJOR INTERESTS IN SHARES
On 9 June 2009 3i Group plc ('the Issuer') was notified of the following details relating to a major interest in its shares.
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
3i Group plc
2. Reason for the notification:
An acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation:
Prudential plc group of companies
4. Full name of shareholder(s) (if different from 3):
See attached schedule
5. Date of the transaction and date on which the threshold is crossed or reached:
05/06/2009
6. Date on which issuer notified:
09/06/2009
7. Threshold(s) that is/are crossed or reached:
See item 13
8. Notified details:
A: Voting rights attached to shares |
|||||||
Class/type of shares |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
if possible using the ISIN CODE |
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
Direct |
Direct |
Indirect |
Direct |
Indirect |
||
GB00B1YW4409 |
12,989,779 |
12,989,779 |
12,989,779 |
12,989,779 |
|
3.08% |
|
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights |
|
|
|
|
|
|
Nominal |
Delta |
3.625% CNV BDS
29/05/11
GBPXS0364710425 |
N/A |
N/A |
N/A |
879,123 |
0.20% |
|
Nil Paid Rights
GB00B41LKZ49 |
N/A |
N/A |
N/A |
14,476,651 |
3.43% |
|
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
28,345,552 |
6.72% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Prudential plc (parent Company)
M&G Group Limited (wholly owned subsidiary of Prudential plc)
M&G Limited (wholly owned subsidiary of M&G Group Limited)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc)
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information:
As per 5.1.2, the non-exempt holdings for Prudential plc have gone below 6% triggering this notification.
Issuer contact details:
Ceris Hayward, Group Secretariat
Telephone: 020 7975 3414