NOTIFICATION OF MAJOR INTERESTS IN SHARES
On 23 November 2009 3i Group plc ("the Issuer") was notified of the following details relating to a major interest in its shares.
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
3i Group plc
2. Reason for the notification:
An acquisition or disposal of voting rights.
3. Full name of person(s) subject to the notification obligation:
Deutsche Bank AG
4. Full name of shareholder(s) (if different from 3):
Deutsche Bank AG
Abbey Life Assurance Company Limited
5. Date of the transaction and date on which the threshold is crossed or reached:
20/11/2009
6. Date on which issuer notified:
23/11/2009
7. Threshold(s) that is/are crossed or reached:
4%
8. Notified details:
A: Voting rights attached to shares |
|||||||
Class/type of shares |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
if possible using the ISIN CODE |
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
|
Direct |
Indirect |
Direct |
Indirect |
||
GB00B1YW4409 |
3,047,058 |
3,047,058 |
7,517,893 |
7,517,893 |
|
0.77% |
|
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
Call option Call option Call option |
May 2011 OTC June 2011 OTC July 2011 OTC |
|
4,294,092 15,745,004 8,588,184 |
0.44% 1.62% 0.89% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights |
|
|
|
|
|
|
Nominal |
Delta |
|
|
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
36,145,173 |
3.72% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
Issuer contact details:
Jackie Harper, Group Secretariat
Telephone: 020 7975 3530