NOTIFICATION OF MAJOR INTERESTS IN SHARES
On 9 December 2013 3i Group plc ("the Issuer") was notified of the following details relating to a major interest in its shares.
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
3i Group plc
2. Reason for the notification:
An acquisition or disposal of voting rights.
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments.
3. Full name of person(s) subject to the notification obligation:
BlackRock, Inc
4. Full name of shareholder(s) (if different from 3):
5. Date of the transaction and date on which the threshold is crossed or reached:
5 December 2013
6. Date on which issuer notified:
9 December 2013
7. Threshold(s) that is/are crossed or reached:
Holding has gone above 12%
8. Notified details:
A: Voting rights attached to shares
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Class/type of shares
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Situation previous to the triggering transaction
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Resulting situation after the triggering transaction
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if possible using the ISIN CODE
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Number of Shares
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Number of Voting Rights
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Number of shares
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Number of voting rights
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% of voting rights
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Direct
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Direct
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Indirect
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Direct
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Indirect
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GB00B1YW4409
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99,574,718
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99,574,718
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N/A
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N/A
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108,469,833
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N/A
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11.16%
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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|
|
|
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
|
|
CFD |
|
|
|
8,301,294 |
Nominal |
Delta |
0.85% |
0.85% |
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
116,771,127 |
12.02% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
BlackRock Investment Management (UK) Limited - 116,771,127 (12.02%)
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
Issuer contact details:
Jackie Harper, Group Secretariat
Telephone: 020 7975 3530