TR-1: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
4imprint Group plc |
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2. Reason for the notification (yes/no) |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
(i) Sherborne Strategic Fund C, LLC; (ii) Sherborne Investors LP; (iii) Sherborne Investors GP, LLC; (iv) Craig McKibben; and (v) Edward Bramson. |
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4. Full name of shareholder(s) (if different from 3.): |
Noted below. |
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Person named in 3. above Shareholder No. of shares (i) - (v) Vidacos Nominees 1,430,000 ordinary shares |
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5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
October 13, 2009 |
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6. Date on which issuer notified: |
October 15, 2009 |
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7. Threshold(s) that is/are crossed or reached: |
(i) Sherborne Strategic Fund C, LLC - 5%; (ii) Sherborne Investors LP - 5%; (iii) Sherborne Investors GP, LLC - 5%; (iv) Craig McKibben - 5%; and (v) Edward Bramson - 5%. |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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Ordinary shares ISIN: GB000664097 |
0 |
0 |
1,430,000 |
N/A |
1,430,000 |
N/A |
5.53% |
B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/ date |
Number of voting rights that may be acquired (if the instrument is exercised/ converted) |
Percentage of voting rights |
N/A |
N/A |
N/A |
N/A |
N/A |
Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
1,430,000 |
5.53% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Edward Bramson is the managing member and Craig McKibben is a member of Sherborne Investors GP, LLC. Sherborne Investors GP, LLC is the general partner of Sherborne Investors LP, which is the managing member of Sherborne Strategic Fund C, LLC. Sherborne Strategic Fund C, LLC holds ordinary shares in the issuer through Vidacos Nominees, such holding being a subject of this notification of major interest in shares. |
Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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13. Additional information: |
Disclosable interests based on 25,840,552 ordinary shares in issue per 4imprint's most recent announcement on May 27, 2009. |
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14. Contact name: |
Craig McKibben |
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15. Contact telephone number: |
+1 (212) 735-1000 |